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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.47%
2 Technology 9.5%
3 Financials 8.87%
4 Healthcare 7.56%
5 Consumer Discretionary 5.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALGN icon
126
Align Technology
ALGN
$10.7B
$11M 0.18%
20,392
-9,969
-33% -$5.51M
JCI icon
127
Johnson Controls International
JCI
$86.5B
$11M 0.18%
183,909
-9,061
-5% -$498K
FNF icon
128
Fidelity National Financial
FNF
$11.8B
$10.5M 0.17%
267,326
+31,695
+13% +$1.2M
BMY icon
129
Bristol-Myers Squibb
BMY
$130B
$10.3M 0.17%
162,856
+23,997
+17% +$1.49M
NKE icon
130
Nike
NKE
$54.3B
$10.2M 0.17%
76,507
+158
+0.2% +$22K
STZ icon
131
Constellation Brands
STZ
$21.1B
$9.99M 0.16%
43,805
-1,985
-4% -$447K
TGT icon
132
Target
TGT
$70.8B
$9.79M 0.16%
49,433
-9,387
-16% -$1.76M
UNP icon
133
Union Pacific
UNP
$170B
$9.75M 0.16%
44,252
+10,411
+31% +$2.19M
NEE icon
134
NextEra Energy
NEE
$172B
$9.49M 0.16%
125,475
+5,767
+5% +$450K
XLK icon
135
State Street Technology Select Sector SPDR ETF
XLK
$121B
$9.47M 0.16%
142,684
+1,282
+0.9% +$84.6K
AMT icon
136
American Tower
AMT
$80.6B
$9.44M 0.16%
39,506
-6,340
-14% -$1.41M
CVS icon
137
CVS Health
CVS
$122B
$9.43M 0.15%
125,402
+7,854
+7% +$572K
LMT icon
138
Lockheed Martin
LMT
$122B
$9.39M 0.15%
25,418
+2,738
+12% +$939K
FDN icon
139
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.25B
$9.3M 0.15%
42,659
+440
+1% +$97.9K
MOAT icon
140
VanEck Morningstar Wide Moat ETF
MOAT
$11.7B
$9.27M 0.15%
133,759
+6,258
+5% +$412K
RSPT icon
141
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.76B
$9.1M 0.15%
337,160
+21,420
+7% +$561K
NFLX icon
142
Netflix
NFLX
$317B
$9.02M 0.15%
172,990
+127,900
+284% +$6.78M
VYM icon
143
Vanguard High Dividend Yield ETF
VYM
$82.1B
$8.65M 0.14%
85,552
+11,768
+16% +$1.14M
IVV icon
144
iShares Core S&P 500 ETF
IVV
$861B
$8.61M 0.14%
21,637
-2,096
-9% -$812K
LUMN icon
145
Lumen
LUMN
$7.04B
$8.61M 0.14%
644,582
+1,576
+0.2% +$19.6K
KMB icon
146
Kimberly-Clark
KMB
$32.8B
$8.6M 0.14%
61,849
-18,496
-23% -$2.45M
ETN icon
147
Eaton
ETN
$159B
$8.57M 0.14%
62,003
-13,177
-18% -$1.7M
BA icon
148
Boeing
BA
$162B
$8.45M 0.14%
33,182
+5,572
+20% +$1.24M
IYR icon
149
iShares US Real Estate ETF
IYR
$4.24B
$8.44M 0.14%
91,828
-66,841
-42% -$5.87M
PM icon
150
Philip Morris
PM
$296B
$8.42M 0.14%
94,897
-10,608
-10% -$901K
4 5
6
7 8

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Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 47% of assets, down from 48% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.