We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+7.07%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.08B
AUM Growth
+$428M
Cap. Flow
+$152M
Cap. Flow %
2.99%
Top 10 Hldgs %
20.88%
Holding
1,246
New
100
Increased
483
Reduced
514
Closed
64

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$49.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$47M
3
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$17.3M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.85M
5
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$9.43M

Top Sells

Rank Stock Value
1
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$8.16M
2
TROW icon
T. Rowe Price
TROW
+$6.09M
3
DMRL
DeltaShares S&P 500 Managed Risk ETF
DMRL
+$5.84M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$5.78M
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$5.71M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 7.92%
3 Healthcare 7.01%
4 Consumer Staples 5.65%
5 Communication Services 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRU icon
126
Prudential Financial
PRU
$42.3B
$9.09M 0.18%
143,100
-2,734
-2% -$180K
VCIT icon
127
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$8.76M 0.17%
91,389
+12,178
+15% +$1.17M
XLK icon
128
State Street Technology Select Sector SPDR ETF
XLK
$114B
$8.66M 0.17%
148,438
-3,550
-2% -$201K
D icon
129
Dominion Energy
D
$61.8B
$8.54M 0.17%
108,265
-58,416
-35% -$4.59M
JCI icon
130
Johnson Controls International
JCI
$87.5B
$8.44M 0.17%
206,695
-16,711
-7% -$654K
DUK icon
131
Duke Energy
DUK
$100B
$8.37M 0.16%
94,507
-12,867
-12% -$1.06M
QCOM icon
132
Qualcomm
QCOM
$179B
$8.36M 0.16%
71,033
+2,767
+4% +$296K
PM icon
133
Philip Morris
PM
$305B
$8.35M 0.16%
111,310
-4,389
-4% -$339K
FDN icon
134
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.92B
$8.32M 0.16%
44,183
+574
+1% +$106K
RGEN icon
135
Repligen
RGEN
$7.39B
$8.3M 0.16%
56,264
-1,323
-2% -$189K
AXP icon
136
American Express
AXP
$229B
$8.16M 0.16%
81,395
+13,551
+20% +$1.33M
NEE icon
137
NextEra Energy
NEE
$185B
$8.15M 0.16%
117,464
-3,336
-3% -$230K
NVDA icon
138
NVIDIA
NVDA
$4.76T
$8.04M 0.16%
594,560
-4,400
-0.7% -$51.2K
GD icon
139
General Dynamics
GD
$105B
$8.02M 0.16%
57,917
+3,383
+6% +$500K
STZ icon
140
Constellation Brands
STZ
$22.2B
$7.93M 0.16%
41,863
+580
+1% +$106K
ETN icon
141
Eaton
ETN
$155B
$7.5M 0.15%
73,531
-6,274
-8% -$613K
HOMB icon
142
Home BancShares
HOMB
$6.21B
$7.48M 0.15%
493,689
-11,832
-2% -$190K
REGN icon
143
Regeneron Pharmaceuticals
REGN
$69.9B
$7.43M 0.15%
13,267
+249
+2% +$151K
EMR icon
144
Emerson Electric
EMR
$83.6B
$7.42M 0.15%
113,085
-2,475
-2% -$163K
SO icon
145
Southern Company
SO
$109B
$7.34M 0.14%
135,326
+1
+0% +$53
IVE icon
146
iShares S&P 500 Value ETF
IVE
$49.1B
$7.31M 0.14%
65,024
-1,727
-3% -$196K
LIN icon
147
Linde
LIN
$234B
$7.19M 0.14%
30,190
-719
-2% -$174K
GILD icon
148
Gilead Sciences
GILD
$162B
$7.16M 0.14%
113,287
+33,797
+43% +$2.34M
BTI icon
149
British American Tobacco
BTI
$131B
$7.14M 0.14%
197,451
+18,064
+10% +$632K
ED icon
150
Consolidated Edison
ED
$41.1B
$6.99M 0.14%
89,808
+2,019
+2% +$149K
4 5
6
7 8

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q3 2020 Portfolio in Review

As of Q3 2020, Stephens Inc held 1,246 positions worth $5.08B, up 9.2% from $4.65B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q3 2020 filing shows 100 new, 483 increased, 514 reduced and 64 closed positions. Its largest new stake was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M. The largest sale was Pacer Trendpilot US Large Cap ETF, an estimated $8.16M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2020 buy was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2020, an estimated $49.1M increase.
  • Stephens Inc's biggest Q3 2020 reduction was Pacer Trendpilot US Large Cap ETF, cutting an estimated $8.16M.
  • Stephens Inc fully exited DeltaShares S&P 500 Managed Risk ETF in Q3 2020, selling an estimated $5.84M.
  • Stephens Inc's ten largest holdings make up 21% of its $5.08B portfolio in Q3 2020.
  • Stephens Inc opened 100 new positions and closed 64 in Q3 2020.
  • Stephens Inc's portfolio value rose 9.2% quarter-over-quarter to $5.08B.

Based on Stephens Inc's 13F filing for Q3 2020, filed 13 Nov 2020.