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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+7.08%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$2.02B
AUM Growth
+$160M
Cap. Flow
+$40.9M
Cap. Flow %
2.03%
Top 10 Hldgs %
32.21%
Holding
922
New
101
Increased
377
Reduced
348
Closed
49

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$7.97M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$4.82M
3
CRM icon
Salesforce
CRM
+$4.78M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$4.16M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$3.38M

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$15M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.96M
3
O icon
Realty Income
O
+$2.79M
4
DELL
DELL INC
DELL
+$2.66M
5
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$2.59M

Sector Composition

Rank Sector Weight
1 Industrials 6.71%
2 Energy 6.58%
3 Healthcare 5.77%
4 Financials 5.56%
5 Technology 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
126
Walt Disney
DIS
$161B
$3.37M 0.17%
44,044
+1,397
+3% +$96.8K
DFRG
127
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
$3.36M 0.17%
+142,383
New +$2.85M
FDN icon
128
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.84B
$3.33M 0.17%
55,718
-2,226
-4% -$124K
ARCC icon
129
Ares Capital
ARCC
$13.4B
$3.32M 0.16%
186,885
+14,531
+8% +$256K
DVN icon
130
Devon Energy
DVN
$52.2B
$3.32M 0.16%
53,645
-370
-0.7% -$22.7K
CONN
131
DELISTED
Conn's Inc.
CONN
$3.31M 0.16%
42,067
-9,888
-19% -$634K
IEO icon
132
iShares US Oil & Gas Exploration & Production ETF
IEO
$575M
$3.29M 0.16%
40,014
-7,120
-15% -$580K
SPLV icon
133
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$3.27M 0.16%
98,680
-181
-0.2% -$5.87K
PAA icon
134
Plains All American Pipeline
PAA
$17.4B
$3.25M 0.16%
62,859
+14,090
+29% +$720K
ETP
135
DELISTED
Energy Transfer Partners L.p.
ETP
$3.23M 0.16%
56,449
-332
-0.6% -$17.6K
DFE icon
136
WisdomTree Europe SmallCap Dividend Fund
DFE
$162M
$3.21M 0.16%
55,526
+95
+0.2% +$5.11K
DBB icon
137
Invesco DB Base Metals Fund
DBB
$306M
$3.21M 0.16%
190,499
-48,750
-20% -$802K
PPL
138
PPL Corp
PPL
$27.3B
$3.21M 0.16%
114,401
+302
+0.3% +$8.52K
L icon
139
Loews
L
$23.8B
$3.19M 0.16%
66,153
-2,409
-4% -$115K
RM icon
140
Regional Management Corp
RM
$379M
$3.19M 0.16%
93,958
+66,008
+236% +$2.16M
WFC icon
141
Wells Fargo
WFC
$261B
$3.19M 0.16%
70,181
+1,392
+2% +$60.1K
FDX icon
142
FedEx
FDX
$74.7B
$3.13M 0.16%
21,760
-975
-4% -$129K
EMC
143
DELISTED
EMC CORPORATION
EMC
$3.08M 0.15%
122,249
-4,405
-3% -$107K
BSV icon
144
Vanguard Short-Term Bond ETF
BSV
$44.6B
$3.07M 0.15%
38,385
-5,650
-13% -$454K
LO
145
DELISTED
LORILLARD INC COM STK
LO
$3.06M 0.15%
60,283
-417
-0.7% -$20.8K
BRK.B icon
146
Berkshire Hathaway Class B
BRK.B
$1.06T
$3.01M 0.15%
25,403
+1,057
+4% +$122K
DD
147
DELISTED
Du Pont De Nemours E I
DD
$3.01M 0.15%
48,792
+3,913
+9% +$226K
FXD icon
148
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$259M
$3M 0.15%
93,057
-19,659
-17% -$607K
TFC icon
149
Truist Financial
TFC
$62.5B
$2.98M 0.15%
79,771
+33,237
+71% +$1.15M
PHG icon
150
Philips
PHG
$25.3B
$2.98M 0.15%
116,161
-20,357
-15% -$490K
4 5
6
7 8

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Stephens Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Stephens Inc held 922 positions worth $2.02B, up 8.6% from $1.86B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q4 2013 filing shows 101 new, 377 increased, 348 reduced and 49 closed positions. Its largest new stake was Del Frisco's Restaurant Group, Inc. Common Stock: 142,383 shares worth $3.36M. The largest sale was iShares Russell 1000 Value ETF, an estimated $15M.

By sector, the portfolio is most concentrated in Industrials at 6.7% of assets, up from 6.2% a quarter earlier, followed by Energy and Healthcare.

  • Stephens Inc's largest Q4 2013 buy was Del Frisco's Restaurant Group, Inc. Common Stock: 142,383 shares worth $3.36M.
  • Stephens Inc added most to iShares Russell Mid-Cap Value ETF in Q4 2013, an estimated $7.97M increase.
  • Stephens Inc's biggest Q4 2013 reduction was iShares Russell 1000 Value ETF, cutting an estimated $15M.
  • Stephens Inc fully exited Realty Income in Q4 2013, selling an estimated $2.79M.
  • Stephens Inc's ten largest holdings make up 32% of its $2.02B portfolio in Q4 2013.
  • Stephens Inc opened 101 new positions and closed 49 in Q4 2013.
  • Stephens Inc's portfolio value rose 8.6% quarter-over-quarter to $2.02B.

Based on Stephens Inc's 13F filing for Q4 2013, filed 14 Feb 2014.