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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVN icon
126
Devon Energy
DVN
$52.2B
$3.12M 0.17%
54,015
+1,801
+3% +$103K
FDN icon
127
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.84B
$3.12M 0.17%
57,944
+2,798
+5% +$141K
SPLV icon
128
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$3.08M 0.17%
98,861
+85,555
+643% +$2.71M
PHG icon
129
Philips
PHG
$25.3B
$3.05M 0.16%
136,518
+361
+0.3% +$7.89K
GILD icon
130
Gilead Sciences
GILD
$162B
$3.04M 0.16%
48,423
+6,077
+14% +$363K
UPGD icon
131
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$117M
$3.03M 0.16%
98,792
+25,238
+34% +$751K
LLY icon
132
Eli Lilly
LLY
$1.06T
$3.01M 0.16%
59,770
-8,846
-13% -$463K
ARCC icon
133
Ares Capital
ARCC
$13.4B
$2.98M 0.16%
172,354
+29,146
+20% +$510K
AMLP icon
134
Alerian MLP ETF
AMLP
$12.9B
$2.98M 0.16%
33,846
-10,294
-23% -$908K
ETP
135
DELISTED
Energy Transfer Partners L.p.
ETP
$2.96M 0.16%
56,781
-1,701
-3% -$87.8K
PSA icon
136
Public Storage
PSA
$55.3B
$2.85M 0.15%
17,785
-243
-1% -$38.5K
WFC icon
137
Wells Fargo
WFC
$261B
$2.84M 0.15%
68,789
+1,428
+2% +$61K
KKR icon
138
KKR & Co
KKR
$86.2B
$2.84M 0.15%
137,791
+31,381
+29% +$629K
TWO
139
Two Harbors Investment
TWO
$1.27B
$2.83M 0.15%
36,469
-4,304
-11% -$338K
DFE icon
140
WisdomTree Europe SmallCap Dividend Fund
DFE
$162M
$2.8M 0.15%
55,431
+2,218
+4% +$105K
O icon
141
Realty Income
O
$60.4B
$2.79M 0.15%
72,436
+32,060
+79% +$1.3M
AON icon
142
Aon
AON
$76B
$2.78M 0.15%
37,344
-618
-2% -$42.4K
BRK.B icon
143
Berkshire Hathaway Class B
BRK.B
$1.06T
$2.76M 0.15%
24,346
+9,574
+65% +$1.1M
CVS icon
144
CVS Health
CVS
$136B
$2.76M 0.15%
48,695
+6,335
+15% +$377K
AMAT icon
145
Applied Materials
AMAT
$447B
$2.75M 0.15%
156,941
+550
+0.4% +$8.78K
DIS icon
146
Walt Disney
DIS
$161B
$2.75M 0.15%
42,647
+6,520
+18% +$418K
FBT icon
147
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$2.73M 0.15%
42,148
+1,070
+3% +$67.7K
LO
148
DELISTED
LORILLARD INC COM STK
LO
$2.72M 0.15%
60,700
-6,382
-10% -$281K
MKTG
149
DELISTED
RESPONSYS INC COM STK (CA)
MKTG
$2.69M 0.14%
162,772
+19,249
+13% +$284K
WFM
150
DELISTED
Whole Foods Market Inc
WFM
$2.69M 0.14%
45,900
+12,696
+38% +$701K
4 5
6
7 8

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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.