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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.46B
AUM Growth
-$213M
Cap. Flow
-$156M
Cap. Flow %
-2.42%
Top 10 Hldgs %
19.38%
Holding
1,429
New
88
Increased
521
Reduced
594
Closed
76

Top Buys

Rank Stock Value
1
ABNB icon
Airbnb
ABNB
+$8.76M
2
KRUS icon
Kura Sushi USA
KRUS
+$7.62M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.23M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.54M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$6.42M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$14.7M
2
XOM icon
ExxonMobil
XOM
+$8.43M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.15M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.94M
5
SWAN icon
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
+$7.33M

Sector Composition

Rank Sector Weight
1 Technology 10.14%
2 Financials 9.4%
3 Healthcare 7.31%
4 Consumer Discretionary 5.81%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPD
1376
DELISTED
PPD, Inc. Common Stock
PPD
– –
-146
Closed -$7K
CVA
1377
DELISTED
Covanta Holding Corporation
CVA
– –
-65,887
Closed -$1.16M
ECHO
1378
DELISTED
Echo Global Logistics, Inc.
ECHO
– –
-3,903
Closed -$120K
PFPT
1379
DELISTED
Proofpoint, Inc.
PFPT
– –
-1,233
Closed -$214K
WRI
1380
DELISTED
Weingarten Realty Investors
WRI
– –
-16,050
Closed -$515K
ALXN
1381
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-1,945
Closed -$357K
WPF.WS
1382
DELISTED
Foley Trasimene Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
WPF.WS
– –
-115,000
Closed -$239K
PRAH
1383
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-79
Closed -$13K
GRUB
1384
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-10,422
Closed -$190K
STL
1385
DELISTED
Sterling Bancorp
STL
– –
-10,267
Closed -$255K
GAB.RT
1386
DELISTED
The Gabelli Equity Trust Inc. Rights (expiring July 14, 2021)
GAB.RT
– –
-18,390
Closed -$2K
52 53 54 55
56

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Stephens Inc's Q3 2021 Portfolio in Review

As of Q3 2021, Stephens Inc held 1,429 positions worth $6.46B, down 3.2% from $6.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2021 filing shows 88 new, 521 increased, 594 reduced and 76 closed positions. Its largest new stake was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M. The largest sale was Microsoft, an estimated $14.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2021 buy was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M.
  • Stephens Inc added most to Airbnb in Q3 2021, an estimated $8.76M increase.
  • Stephens Inc's biggest Q3 2021 reduction was Microsoft, cutting an estimated $14.7M.
  • Stephens Inc fully exited First Trust Energy AlphaDEX Fund in Q3 2021, selling an estimated $3.72M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.46B portfolio in Q3 2021.
  • Stephens Inc opened 88 new positions and closed 76 in Q3 2021.
  • Stephens Inc's portfolio value fell 3.2% quarter-over-quarter to $6.46B.

Based on Stephens Inc's 13F filing for Q3 2021, filed 27 Oct 2021.