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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.46B
AUM Growth
-$213M
Cap. Flow
-$156M
Cap. Flow %
-2.42%
Top 10 Hldgs %
19.38%
Holding
1,429
New
88
Increased
521
Reduced
594
Closed
76

Top Buys

Rank Stock Value
1
ABNB icon
Airbnb
ABNB
+$8.76M
2
KRUS icon
Kura Sushi USA
KRUS
+$7.62M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.23M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.54M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$6.42M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$14.7M
2
XOM icon
ExxonMobil
XOM
+$8.43M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.15M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.94M
5
SWAN icon
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
+$7.33M

Sector Composition

Rank Sector Weight
1 Technology 10.14%
2 Financials 9.4%
3 Healthcare 7.31%
4 Consumer Discretionary 5.81%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDD icon
1351
Pinduoduo
PDD
$118B
– –
-11,009
Closed -$1.4M
PSFE.WS
1352
DELISTED
Paysafe Ltd Warrants
PSFE.WS
– –
-45,831
Closed -$164K
BCIC
1353
BCP Investment Corp
BCIC
$86.9M
– –
-1,754
Closed -$42K
RQI icon
1354
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
– –
-10,818
Closed -$170K
RVTY icon
1355
Revvity
RVTY
$12.3B
– –
-2,070
Closed -$320K
SBLK icon
1356
Star Bulk Carriers
SBLK
$3.14B
– –
-60,663
Closed -$1.39M
SIG icon
1357
Signet Jewelers
SIG
$3.55B
– –
-3,961
Closed -$320K
SOCL icon
1358
Global X Social Media ETF
SOCL
$87.8M
– –
-3,030
Closed -$219K
TD icon
1359
Toronto Dominion Bank
TD
$198B
– –
-3,008
Closed -$211K
THQ
1360
abrdn Healthcare Opportunities Fund
THQ
$769M
– –
-57,447
Closed -$1.33M
TKNO icon
1361
Alpha Teknova
TKNO
$266M
– –
-500
Closed -$12K
VMEO
1362
DELISTED
Vimeo
VMEO
– –
-2,758
Closed -$135K
VRT icon
1363
Vertiv
VRT
$112B
– –
-57,686
Closed -$1.57M
WOOD icon
1364
iShares Global Timber & Forestry ETF
WOOD
$258M
– –
-3,560
Closed -$309K
XAR icon
1365
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.07B
– –
-26,946
Closed -$3.56M
XME icon
1366
State Street SPDR S&P Metals & Mining ETF
XME
$4.05B
– –
-75,519
Closed -$3.25M
ZM icon
1367
Zoom
ZM
$25.8B
– –
-547
Closed -$212K
ZTR
1368
Virtus Total Return Fund
ZTR
$340M
– –
-24,939
Closed -$242K
BERY
1369
DELISTED
Berry Global Group, Inc.
BERY
– –
-3,613
Closed -$216K
CHUY
1370
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
– –
-2,500
Closed -$93K
NVTA
1371
DELISTED
Invitae Corporation
NVTA
– –
-6,711
Closed -$226K
AVID
1372
DELISTED
Avid Technology Inc
AVID
– –
-19,659
Closed -$770K
TRTN
1373
DELISTED
Triton International Limited
TRTN
– –
-4,683
Closed -$245K
PDCE
1374
DELISTED
PDC Energy, Inc.
PDCE
– –
-5,514
Closed -$252K
CVET
1375
DELISTED
Covetrus, Inc. Common Stock
CVET
– –
-9,390
Closed -$254K
52 53 54
55
56

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Stephens Inc's Q3 2021 Portfolio in Review

As of Q3 2021, Stephens Inc held 1,429 positions worth $6.46B, down 3.2% from $6.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2021 filing shows 88 new, 521 increased, 594 reduced and 76 closed positions. Its largest new stake was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M. The largest sale was Microsoft, an estimated $14.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2021 buy was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M.
  • Stephens Inc added most to Airbnb in Q3 2021, an estimated $8.76M increase.
  • Stephens Inc's biggest Q3 2021 reduction was Microsoft, cutting an estimated $14.7M.
  • Stephens Inc fully exited First Trust Energy AlphaDEX Fund in Q3 2021, selling an estimated $3.72M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.46B portfolio in Q3 2021.
  • Stephens Inc opened 88 new positions and closed 76 in Q3 2021.
  • Stephens Inc's portfolio value fell 3.2% quarter-over-quarter to $6.46B.

Based on Stephens Inc's 13F filing for Q3 2021, filed 27 Oct 2021.