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Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$6.46B
AUM Growth
-$213M
Cap. Flow
-$156M
Cap. Flow %
-2.42%
Top 10 Hldgs %
19.38%
Holding
1,429
New
88
Increased
521
Reduced
594
Closed
76

Top Buys

Rank Stock Value
1
ABNB icon
Airbnb
ABNB
+$8.76M
2
KRUS icon
Kura Sushi USA
KRUS
+$7.62M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.23M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.54M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$6.42M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$14.7M
2
XOM icon
ExxonMobil
XOM
+$8.43M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.15M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.94M
5
SWAN icon
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
+$7.33M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.97%
2 Technology 10.14%
3 Financials 9.41%
4 Healthcare 7.37%
5 Consumer Discretionary 5.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CUZ icon
1326
Cousins Properties
CUZ
$4.58B
– –
-23,270
Closed -$856K
CVGW
1327
DELISTED
Calavo Growers
CVGW
– –
-3,332
Closed -$211K
DBP icon
1328
Invesco DB Precious Metals Fund
DBP
$267M
– –
-6,670
Closed -$328K
EAT icon
1329
Brinker International
EAT
$9.05B
– –
-3,553
Closed -$220K
EFR
1330
Eaton Vance Senior Floating-Rate Fund
EFR
$309M
– –
-13,308
Closed -$188K
EFT
1331
Eaton Vance Floating-Rate Income Trust
EFT
$281M
– –
-10,000
Closed -$144K
ERII icon
1332
Energy Recovery
ERII
$378M
– –
-73,426
Closed -$1.67M
FIVN icon
1333
FIVE9
FIVN
$2.28B
– –
-142
Closed -$26K
FTV icon
1334
Fortive
FTV
$16.9B
– –
-4,142
Closed -$218K
FXN icon
1335
First Trust Energy AlphaDEX Fund
FXN
$408M
– –
-326,331
Closed -$3.72M
GGN
1336
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$883M
– –
-376,084
Closed -$1.5M
HAL icon
1337
Halliburton
HAL
$31B
– –
-8,735
Closed -$202K
HBIO icon
1338
Harvard Bioscience
HBIO
$36.6M
– –
-6,587
Closed -$549K
ITRI icon
1339
Itron
ITRI
$4.16B
– –
-3,700
Closed -$370K
IYT icon
1340
iShares US Transportation ETF
IYT
$2.11B
– –
-6,444
Closed -$419K
KLIC icon
1341
Kulicke & Soffa
KLIC
$4.35B
– –
-10,358
Closed -$634K
LRFC
1342
DELISTED
Logan Ridge Finance Corp
LRFC
– –
-22,513
Closed -$553K
LVS icon
1343
Las Vegas Sands
LVS
$28B
– –
-6,137
Closed -$323K
LW icon
1344
Lamb Weston
LW
$6.6B
– –
-2,835
Closed -$229K
MFC icon
1345
Manulife Financial
MFC
$71.4B
– –
-10,417
Closed -$205K
NFJ
1346
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.45B
– –
-11,192
Closed -$169K
NTLA icon
1347
Intellia Therapeutics
NTLA
$1.72B
– –
-1,286
Closed -$208K
NTNX icon
1348
Nutanix
NTNX
$18.1B
– –
-5,454
Closed -$208K
OCFC icon
1349
OceanFirst Financial
OCFC
$1.8B
– –
-111,228
Closed -$2.32M
PDBC icon
1350
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$7.64B
– –
-173,933
Closed -$3.49M
52 53
54
55 56

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RRAM
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Stephens Inc's Q3 2021 Portfolio in Review

As of Q3 2021, Stephens Inc held 1,429 positions worth $6.46B, down 3.2% from $6.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2021 filing shows 88 new, 521 increased, 594 reduced and 76 closed positions. Its largest new stake was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M. The largest sale was Microsoft, an estimated $14.7M.

By sector, the portfolio is most concentrated in Miscellaneous at 47% of assets, up from 46% a quarter earlier, followed by Technology and Financials.

  • Stephens Inc's largest Q3 2021 buy was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M.
  • Stephens Inc added most to Airbnb in Q3 2021, an estimated $8.76M increase.
  • Stephens Inc's biggest Q3 2021 reduction was Microsoft, cutting an estimated $14.7M.
  • Stephens Inc fully exited First Trust Energy AlphaDEX Fund in Q3 2021, selling an estimated $3.72M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.46B portfolio in Q3 2021.
  • Stephens Inc opened 88 new positions and closed 76 in Q3 2021.
  • Stephens Inc's portfolio value fell 3.2% quarter-over-quarter to $6.46B.

Based on Stephens Inc's 13F filing for Q3 2021, filed 27 Oct 2021.