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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-1.99%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.82B
AUM Growth
-$309M
Cap. Flow
-$78.5M
Cap. Flow %
-1.15%
Top 10 Hldgs %
18.82%
Holding
1,335
New
66
Increased
484
Reduced
581
Closed
99

Top Buys

Rank Stock Value
1
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$26.2M
2
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$13.9M
3
NXPI icon
NXP Semiconductors
NXPI
+$11.8M
4
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$11.2M
5
MDT icon
Medtronic
MDT
+$10.3M

Top Sells

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$19.6M
2
NVR icon
NVR
NVR
+$14.8M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.2M
4
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.9M
5
MRK icon
Merck
MRK
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 12.24%
2 Financials 10.32%
3 Consumer Discretionary 5.4%
4 Healthcare 5.32%
5 Industrials 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFEB
1276
FT Vest US Small Cap Moderate Buffer ETF February
SFEB
$124M
– –
-133,620
Closed -$2.87M
SERV
1277
Serve Robotics
SERV
$409M
– –
-10,550
Closed -$142K
IWMI
1278
NEOS Russell 2000 High Income ETF
IWMI
$1.06B
– –
-15,240
Closed -$746K
KAUG
1279
Innovator U.S. Small Cap Power Buffer ETF - August
KAUG
$59M
– –
-24,220
Closed -$609K
GRDN
1280
Guardian Pharmacy Services
GRDN
$2.56B
– –
-10,450
Closed -$212K
KDEC
1281
Innovator U.S. Small Cap Power Buffer ETF - December
KDEC
$72.2M
– –
-74,885
Closed -$1.8M
AZPN
1282
DELISTED
Aspen Technology Inc
AZPN
– –
-3,210
Closed -$801K
MTTR
1283
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
– –
-15,550
Closed -$73.7K
CDMO
1284
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
– –
-311,405
Closed -$3.85M
ENLC
1285
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
– –
-18,320
Closed -$259K
OBDE
1286
DELISTED
Blue Owl Capital Corporation III
OBDE
– –
-60,161
Closed -$868K
48 49 50 51
52

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Stephens Inc's Q1 2025 Portfolio in Review

As of Q1 2025, Stephens Inc held 1,335 positions worth $6.82B, down 4.3% from $7.13B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q1 2025 filing shows 66 new, 484 increased, 581 reduced and 99 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 1,261,287 shares worth $26.5M. The largest sale was JPMorgan Core Plus Bond ETF, an estimated $19.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Stephens Inc's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 1,261,287 shares worth $26.5M.
  • Stephens Inc added most to FT Vest US Equity Buffer ETF January in Q1 2025, an estimated $13.9M increase.
  • Stephens Inc's biggest Q1 2025 reduction was JPMorgan Core Plus Bond ETF, cutting an estimated $19.6M.
  • Stephens Inc fully exited NVR in Q1 2025, selling an estimated $14.8M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.82B portfolio in Q1 2025.
  • Stephens Inc opened 66 new positions and closed 99 in Q1 2025.
  • Stephens Inc's portfolio value fell 4.3% quarter-over-quarter to $6.82B.

Based on Stephens Inc's 13F filing for Q1 2025, filed 1 May 2025.