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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.46B
AUM Growth
-$213M
Cap. Flow
-$156M
Cap. Flow %
-2.42%
Top 10 Hldgs %
19.38%
Holding
1,429
New
88
Increased
521
Reduced
594
Closed
76

Top Buys

Rank Stock Value
1
ABNB icon
Airbnb
ABNB
+$8.76M
2
KRUS icon
Kura Sushi USA
KRUS
+$7.62M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.23M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.54M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$6.42M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$14.7M
2
XOM icon
ExxonMobil
XOM
+$8.43M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.15M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.94M
5
SWAN icon
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
+$7.33M

Sector Composition

Rank Sector Weight
1 Technology 10.14%
2 Financials 9.4%
3 Healthcare 7.31%
4 Consumer Discretionary 5.81%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGEN icon
1251
Compugen
CGEN
$216M
$137K ﹤0.01%
23,000
– –
SHO icon
1252
Sunstone Hotel Investors
SHO
$2.19B
$135K ﹤0.01%
11,290
+125
+1% +$1.46K
SI
1253
DELISTED
Silvergate Capital Corporation
SI
$135K ﹤0.01%
1,167
+88
+8% +$9.43K
BCX icon
1254
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$133K ﹤0.01%
14,917
+2,500
+20% +$22.9K
DBX icon
1255
Dropbox
DBX
$6.81B
$131K ﹤0.01%
4,471
-500
-10% -$15.5K
NUVA
1256
DELISTED
NuVasive, Inc.
NUVA
$127K ﹤0.01%
2,115
+311
+17% +$19.2K
IMGN
1257
DELISTED
Immunogen Inc
IMGN
$126K ﹤0.01%
22,151
-1,820
-8% -$10.5K
GAB icon
1258
Gabelli Equity Trust
GAB
$1.74B
$122K ﹤0.01%
18,371
– –
AGCUU
1259
DELISTED
Altimeter Growth Corp Unit
AGCUU
$121K ﹤0.01%
11,350
-6,550
-37% -$73K
GEL icon
1260
Genesis Energy
GEL
$1.84B
$120K ﹤0.01%
12,082
-662
-5% -$6.08K
PBPB
1261
DELISTED
Potbelly
PBPB
$120K ﹤0.01%
17,723
– –
CHGG icon
1262
Chegg
CHGG
$108M
$116K ﹤0.01%
1,699
+212
+14% +$17.3K
ETW
1263
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$114K ﹤0.01%
10,533
– –
AIV
1264
Aimco
AIV
$380M
$112K ﹤0.01%
+16,414
New +$113K
SYNH
1265
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$109K ﹤0.01%
+1,242
New +$112K
CYBR
1266
DELISTED
CyberArk
CYBR
$107K ﹤0.01%
680
– –
HALO icon
1267
Halozyme
HALO
$9.72B
$103K ﹤0.01%
2,530
– –
SLAB icon
1268
Silicon Laboratories
SLAB
$7.15B
$98K ﹤0.01%
702
-31
-4% -$4.65K
ICMB icon
1269
Investcorp Credit Management BDC
ICMB
$11.3M
$97K ﹤0.01%
17,799
– –
PGEN icon
1270
Precigen
PGEN
$1.93B
$97K ﹤0.01%
19,414
– –
KLAC icon
1271
KLA
KLAC
$275B
$96K ﹤0.01%
2,880
-3,340
-54% -$112K
PCG icon
1272
PG&E
PCG
$47.8B
$96K ﹤0.01%
10,030
– –
OCSL icon
1273
Oaktree Specialty Lending
OCSL
$1.03B
$93K ﹤0.01%
4,397
– –
FOXF icon
1274
Fox Factory Holding Corp
FOXF
$776M
$89K ﹤0.01%
613
+314
+105% +$48.2K
LMNR icon
1275
Limoneira
LMNR
$237M
$89K ﹤0.01%
5,528
-152
-3% -$2.56K
49 50
51
52 53

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Stephens Inc's Q3 2021 Portfolio in Review

As of Q3 2021, Stephens Inc held 1,429 positions worth $6.46B, down 3.2% from $6.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2021 filing shows 88 new, 521 increased, 594 reduced and 76 closed positions. Its largest new stake was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M. The largest sale was Microsoft, an estimated $14.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2021 buy was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M.
  • Stephens Inc added most to Airbnb in Q3 2021, an estimated $8.76M increase.
  • Stephens Inc's biggest Q3 2021 reduction was Microsoft, cutting an estimated $14.7M.
  • Stephens Inc fully exited First Trust Energy AlphaDEX Fund in Q3 2021, selling an estimated $3.72M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.46B portfolio in Q3 2021.
  • Stephens Inc opened 88 new positions and closed 76 in Q3 2021.
  • Stephens Inc's portfolio value fell 3.2% quarter-over-quarter to $6.46B.

Based on Stephens Inc's 13F filing for Q3 2021, filed 27 Oct 2021.