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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+10.24%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.8B
AUM Growth
+$581M
Cap. Flow
+$84.6M
Cap. Flow %
1.46%
Top 10 Hldgs %
19.17%
Holding
1,316
New
102
Increased
545
Reduced
491
Closed
68

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$20.1M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$14.7M
3
BSCP
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
+$12.6M
4
MELI icon
Mercado Libre
MELI
+$10.8M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$32.5M
2
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$21.7M
3
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$10.9M
4
GLBE icon
Global E Online
GLBE
+$10.7M
5
MTW icon
Manitowoc
MTW
+$7.58M

Sector Composition

Rank Sector Weight
1 Technology 12.17%
2 Financials 9.44%
3 Healthcare 6.39%
4 Consumer Discretionary 6.35%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KAI icon
1226
Kadant
KAI
$3.69B
– –
-6,711
Closed -$1.51M
KAPR icon
1227
Innovator US Small Cap Power Buffer ETF April
KAPR
$214M
– –
-90,900
Closed -$2.43M
KTB icon
1228
Kontoor Brands
KTB
$4.62B
– –
-6,236
Closed -$274K
KWR icon
1229
Quaker Houghton
KWR
$2.63B
– –
-2,576
Closed -$412K
LADR
1230
Ladder Capital
LADR
$1.25B
– –
-21,365
Closed -$219K
LAW icon
1231
CS Disco
LAW
$226M
– –
-10,300
Closed -$68.4K
MTW icon
1232
Manitowoc
MTW
$516M
– –
-503,455
Closed -$7.58M
NDMO icon
1233
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$608M
– –
-58,130
Closed -$570K
NOA
1234
North American Construction
NOA
$377M
– –
-13,165
Closed -$286K
OC icon
1235
Owens Corning
OC
$11.5B
– –
-1,493
Closed -$204K
OGN icon
1236
Organon & Co
OGN
$3.55B
– –
-12,711
Closed -$221K
OMCL icon
1237
Omnicell
OMCL
$1.86B
– –
-3,643
Closed -$164K
PAUG icon
1238
Innovator US Equity Power Buffer ETF August
PAUG
$858M
– –
-235,485
Closed -$7.31M
PPA icon
1239
Invesco Aerospace & Defense ETF
PPA
$8.27B
– –
-8,425
Closed -$672K
QBTS icon
1240
D-Wave Quantum
QBTS
$6B
– –
-15,000
Closed -$14.5K
RNG icon
1241
RingCentral
RNG
$4.05B
– –
-2,903
Closed -$86K
ROCK icon
1242
Gibraltar Industries
ROCK
$1.34B
– –
-26,734
Closed -$1.8M
SHYG icon
1243
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
– –
-5,001
Closed -$205K
SMCI icon
1244
Super Micro Computer
SMCI
$19.5B
– –
-106,430
Closed -$2.92M
SMFG icon
1245
Sumitomo Mitsui Financial
SMFG
$166B
– –
-16,436
Closed -$162K
STIP icon
1246
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
– –
-3,402
Closed -$330K
TDF
1247
Templeton Dragon Fund
TDF
$268M
– –
-10,010
Closed -$85.5K
TH icon
1248
Target Hospitality
TH
$1.61B
– –
-417,673
Closed -$6.63M
TREE icon
1249
LendingTree
TREE
$544M
– –
-31,438
Closed -$487K
TTI icon
1250
TETRA Technologies
TTI
$1.23B
– –
-37,161
Closed -$237K
47 48 49
50
51

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AIM
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Stephens Inc's Q4 2023 Portfolio in Review

As of Q4 2023, Stephens Inc held 1,316 positions worth $5.8B, up 11% from $5.22B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2023 filing shows 102 new, 545 increased, 491 reduced and 68 closed positions. Its largest new stake was Simplify Short Term Treasury Futures Strategy ETF: 367,308 shares worth $8.5M. The largest sale was iShares MSCI EAFE ETF, an estimated $32.5M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2023 buy was Simplify Short Term Treasury Futures Strategy ETF: 367,308 shares worth $8.5M.
  • Stephens Inc added most to Vanguard Total Stock Market ETF in Q4 2023, an estimated $20.1M increase.
  • Stephens Inc's biggest Q4 2023 reduction was iShares MSCI EAFE ETF, cutting an estimated $32.5M.
  • Stephens Inc fully exited Invesco BulletShares 2023 Corporate Bond ETF in Q4 2023, selling an estimated $10.9M.
  • Stephens Inc's ten largest holdings make up 19% of its $5.8B portfolio in Q4 2023.
  • Stephens Inc opened 102 new positions and closed 68 in Q4 2023.
  • Stephens Inc's portfolio value rose 11% quarter-over-quarter to $5.8B.

Based on Stephens Inc's 13F filing for Q4 2023, filed 13 Feb 2024.