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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIBN icon
1226
SI-BONE Inc
SIBN
$737M
– –
-10,238
Closed -$276K
SMG icon
1227
ScottsMiracle-Gro
SMG
$4.03B
– –
-3,268
Closed -$205K
SMH icon
1228
VanEck Semiconductor ETF
SMH
$67.6B
– –
-1,470
Closed -$224K
SOUN icon
1229
SoundHound AI
SOUN
$2.68B
– –
-12,172
Closed -$55.4K
SPAB icon
1230
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
– –
-16,881
Closed -$428K
SRVR icon
1231
Pacer Data & Infrastructure Real Estate ETF
SRVR
$379M
– –
-7,974
Closed -$233K
SUB icon
1232
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
– –
-2,088
Closed -$217K
SYM icon
1233
Symbotic
SYM
$5.11B
– –
-38,841
Closed -$1.66M
TCMD icon
1234
Tactile Systems Technology
TCMD
$620M
– –
-11,832
Closed -$295K
TDC icon
1235
Teradata
TDC
$2.68B
– –
-3,966
Closed -$212K
UUP icon
1236
Invesco DB US Dollar Index Bullish Fund
UUP
$434M
– –
-9,104
Closed -$258K
VCYT icon
1237
Veracyte
VCYT
$4.52B
– –
-37,577
Closed -$957K
VIOG icon
1238
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.04B
– –
-2,088
Closed -$207K
VIS icon
1239
Vanguard Industrials ETF
VIS
$8.23B
– –
-998
Closed -$205K
VTIP icon
1240
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
– –
-10,215
Closed -$484K
WEAV icon
1241
Weave Communications
WEAV
$491M
– –
-27,953
Closed -$311K
WOLF icon
1242
Wolfspeed
WOLF
$1.2B
– –
-6,687
Closed -$372K
XTN icon
1243
State Street SPDR S&P Transportation ETF
XTN
$403M
– –
-14,954
Closed -$1.25M
IBDP
1244
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
– –
-25,812
Closed -$635K
SOVO
1245
DELISTED
Sovos Brands, Inc. Common Stock
SOVO
– –
-25,289
Closed -$495K
FTCH
1246
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-19,847
Closed -$120K
IBDO
1247
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
– –
-29,855
Closed -$755K
NXGN
1248
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
– –
-24,332
Closed -$395K
NATI
1249
DELISTED
National Instruments Corp
NATI
– –
-5,266
Closed -$302K
SYNH
1250
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
– –
-1,046
Closed -$44.1K
47 48 49
50
51

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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.