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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.56B
AUM Growth
+$346M
Cap. Flow
+$70M
Cap. Flow %
1.26%
Top 10 Hldgs %
18.72%
Holding
1,300
New
109
Increased
478
Reduced
478
Closed
72

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$51.3M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$35.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$31.4M
4
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$26.6M
5
KNX icon
Knight Transportation
KNX
+$12.2M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$26.4M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$18.6M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$16.7M
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$14.5M
5
VHT icon
Vanguard Health Care ETF
VHT
+$13.6M

Sector Composition

Rank Sector Weight
1 Technology 12.39%
2 Financials 9.12%
3 Healthcare 7.26%
4 Consumer Discretionary 6.68%
5 Industrials 6.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OABI icon
1226
OmniAb
OABI
$294M
– –
-8,658
Closed -$31.9K
OLN icon
1227
Olin
OLN
$2.64B
– –
-3,719
Closed -$206K
OVLY icon
1228
Oak Valley Bancorp
OVLY
$274M
– –
-8,762
Closed -$207K
PCY icon
1229
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
– –
-11,348
Closed -$218K
PLYA
1230
DELISTED
Playa Hotels & Resorts
PLYA
– –
-32,232
Closed -$309K
PRAA icon
1231
PRA Group
PRAA
$648M
– –
-4,642
Closed -$181K
PULS icon
1232
PGIM Ultra Short Bond ETF
PULS
$17.7B
– –
-37,755
Closed -$1.86M
QQQX icon
1233
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
– –
-72,875
Closed -$1.74M
QTEC icon
1234
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
– –
-20,783
Closed -$2.71M
RSPN icon
1235
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.1B
– –
-6,215
Closed -$233K
SE icon
1236
Sea Limited
SE
$61.2B
– –
-2,722
Closed -$236K
SNSR icon
1237
Global X Internet of Things ETF
SNSR
$214M
– –
-74,422
Closed -$2.48M
SRPT icon
1238
Sarepta Therapeutics
SRPT
$1.66B
– –
-1,562
Closed -$215K
TEX icon
1239
Terex
TEX
$7.98B
– –
-82,630
Closed -$4M
UCON icon
1240
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
– –
-260,677
Closed -$6.31M
UGI icon
1241
UGI
UGI
$8B
– –
-6,128
Closed -$213K
VMBS icon
1242
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
– –
-4,876
Closed -$227K
VMO icon
1243
Invesco Municipal Opportunity Trust
VMO
$647M
– –
-24,300
Closed -$238K
XME icon
1244
State Street SPDR S&P Metals & Mining ETF
XME
$4.05B
– –
-135,878
Closed -$7.22M
ZIM icon
1245
ZIM Integrated Shipping Services
ZIM
$3B
– –
-9,250
Closed -$218K
ZYME icon
1246
Zymeworks
ZYME
$1.68B
– –
-29,882
Closed -$270K
LOGC
1247
DELISTED
ContextLogic
LOGC
– –
-7,762
Closed -$104K
QVCGA
1248
DELISTED
QVC Group Inc Series A
QVCGA
– –
-202
Closed -$9.96K
BSMO
1249
DELISTED
Invesco BulletShares 2024 Municipal Bond ETF
BSMO
– –
-18,145
Closed -$452K
NEWR
1250
DELISTED
New Relic, Inc.
NEWR
– –
-4,099
Closed -$309K
47 48 49
50
51

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Stephens Inc's Q2 2023 Portfolio in Review

As of Q2 2023, Stephens Inc held 1,300 positions worth $5.56B, up 6.6% from $5.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q2 2023 filing shows 109 new, 478 increased, 478 reduced and 72 closed positions. Its largest new stake was First Trust Smith Opportunistic Fixed Income ETF: 1,145,999 shares worth $50.6M. The largest sale was Invesco S&P 500 Equal Weight ETF, an estimated $26.4M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q2 2023 buy was First Trust Smith Opportunistic Fixed Income ETF: 1,145,999 shares worth $50.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q2 2023, an estimated $35.2M increase.
  • Stephens Inc's biggest Q2 2023 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $26.4M.
  • Stephens Inc fully exited State Street SPDR S&P Metals & Mining ETF in Q2 2023, selling an estimated $7.22M.
  • Stephens Inc's ten largest holdings make up 19% of its $5.56B portfolio in Q2 2023.
  • Stephens Inc opened 109 new positions and closed 72 in Q2 2023.
  • Stephens Inc's portfolio value rose 6.6% quarter-over-quarter to $5.56B.

Based on Stephens Inc's 13F filing for Q2 2023, filed 14 Aug 2023.