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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CUTR
1226
DELISTED
Cutera, Inc.
CUTR
– –
-8,571
Closed -$321K
MTTR
1227
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
– –
-13,550
Closed -$50K
TELL
1228
DELISTED
Tellurian Inc.
TELL
– –
-13,500
Closed -$40K
PARAP
1229
DELISTED
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
– –
-8,715
Closed -$344K
PACW
1230
DELISTED
PacWest Bancorp
PACW
– –
-14,683
Closed -$391K
BDXB
1231
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
– –
-4,225
Closed -$209K
DTP
1232
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
– –
-17,895
Closed -$920K
AVLR
1233
DELISTED
Avalara, Inc.
AVLR
– –
-11,326
Closed -$800K
RVACU
1234
DELISTED
Riverview Acquisition Corp. Unit
RVACU
– –
-35,000
Closed -$364K
SOLN
1235
DELISTED
The Southern Company
SOLN
– –
-4,475
Closed -$237K
BKEPP
1236
DELISTED
Blueknight Energy Partners L.P., L.L.C. Series A Preferred Units
BKEPP
– –
-11,400
Closed -$97K
AAWW
1237
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-5,454
Closed -$337K
HR
1238
DELISTED
Healthcare Realty Trust Incorporated
HR
– –
-7,961
Closed -$217K
46 47 48 49
50

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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.