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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYBR
1226
DELISTED
CyberArk
CYBR
$88K ﹤0.01%
680
-245
-26% -$37.1K
EXEL icon
1227
Exelixis
EXEL
$14B
$85K ﹤0.01%
3,781
+3,448
+1,035% +$77.9K
VVR icon
1228
Invesco Senior Income Trust
VVR
$456M
$83K ﹤0.01%
19,780
– –
OCSL icon
1229
Oaktree Specialty Lending
OCSL
$1.04B
$82K ﹤0.01%
+4,397
New +$79.1K
CTRA
1230
DELISTED
Coterra Energy
CTRA
$75K ﹤0.01%
4,014
+108
+3% +$1.99K
AWP
1231
abrdn Global Premier Properties Fund
AWP
$378M
$74K ﹤0.01%
4,161
– –
NOK icon
1232
Nokia
NOK
$51.8B
$74K ﹤0.01%
18,689
-1,616
-8% -$6.74K
BRW
1233
Saba Capital Income & Opportunities Fund
BRW
$336M
$73K ﹤0.01%
7,879
-904
-10% -$8.25K
HUBG icon
1234
HUB Group
HUBG
$2.93B
$73K ﹤0.01%
2,176
-650
-23% -$19.5K
TCRT icon
1235
Alaunos Therapeutics
TCRT
$4.71M
$73K ﹤0.01%
+134
New +$83.4K
ONT
1236
Onterris Inc
ONT
$718M
$68K ﹤0.01%
1,345
-282
-17% -$11.9K
IAG icon
1237
IAMGOLD
IAG
$8.5B
$66K ﹤0.01%
22,000
– –
SLAB icon
1238
Silicon Laboratories
SLAB
$7.17B
$64K ﹤0.01%
453
-89
-16% -$12.8K
SWN
1239
DELISTED
Southwestern Energy Company
SWN
$58K ﹤0.01%
12,525
-207
-2% -$836
PRAA icon
1240
PRA Group
PRAA
$683M
$55K ﹤0.01%
1,494
-2,672
-64% -$97.1K
AVO icon
1241
Mission Produce
AVO
$1.12B
$53K ﹤0.01%
2,800
-1,700
-38% -$32.6K
GYRE icon
1242
Gyre Therapeutics
GYRE
$683M
$52K ﹤0.01%
+1,368
New +$62.5K
VRNS icon
1243
Varonis Systems
VRNS
$5.36B
$50K ﹤0.01%
981
-984
-50% -$58.3K
FND icon
1244
Floor & Decor
FND
$5.99B
$49K ﹤0.01%
510
-1,712
-77% -$167K
BDSI
1245
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$39K ﹤0.01%
10,000
– –
BCIC
1246
BCP Investment Corp
BCIC
$88.1M
$38K ﹤0.01%
1,754
– –
GGN
1247
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
$35K ﹤0.01%
10,000
– –
SDGR icon
1248
Schrodinger
SDGR
$1.14B
$29K ﹤0.01%
+375
New +$33.7K
TW icon
1249
Tradeweb Markets
TW
$21.7B
$29K ﹤0.01%
390
+18
+5% +$1.24K
SHIP icon
1250
Seanergy Maritime Holdings
SHIP
$350M
$27K ﹤0.01%
+2,500
New +$28.6K
48 49
50
51 52

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Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.