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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+13.54%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.57B
AUM Growth
+$494M
Cap. Flow
-$104M
Cap. Flow %
-1.86%
Top 10 Hldgs %
18.96%
Holding
1,308
New
126
Increased
466
Reduced
535
Closed
89

Top Buys

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$31.5M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M
4
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$9.91M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$8.79M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$27.7M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$26.2M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$23.5M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$23.5M
5
IAU icon
iShares Gold Trust
IAU
+$18.9M

Sector Composition

Rank Sector Weight
1 Technology 9.87%
2 Financials 8.44%
3 Healthcare 7.25%
4 Consumer Staples 5.44%
5 Communication Services 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAP icon
1226
SAP
SAP
$187B
– –
-2,633
Closed -$410K
SBAC icon
1227
SBA Communications
SBAC
$18.4B
– –
-798
Closed -$254K
SEVN
1228
Seven Hills Realty Trust
SEVN
$179M
$0 ﹤0.01%
26,500
– –
SH icon
1229
ProShares Short S&P500
SH
$887M
– –
-10,000
Closed -$813K
SM icon
1230
SM Energy
SM
$7.96B
– –
-13,956
Closed -$22K
SPWH icon
1231
Sportsman's Warehouse
SPWH
$43.7M
– –
-42,677
Closed -$611K
SRPT icon
1232
Sarepta Therapeutics
SRPT
$1.66B
– –
-1,500
Closed -$211K
TAK icon
1233
Takeda Pharmaceutical
TAK
$55.1B
– –
-10,675
Closed -$190K
TCRT icon
1234
Alaunos Therapeutics
TCRT
$4.74M
– –
-725
Closed -$274K
TPVG icon
1235
TriplePoint Venture Growth BDC
TPVG
$180M
– –
-17,285
Closed -$191K
UMBF icon
1236
UMB Financial
UMBF
$10.7B
– –
-6,755
Closed -$331K
VGLT icon
1237
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
– –
-4,155
Closed -$414K
VGSH icon
1238
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
– –
-9,480
Closed -$589K
WHD icon
1239
Cactus
WHD
$3.83B
– –
-19,232
Closed -$369K
WST icon
1240
West Pharmaceutical
WST
$23.1B
– –
-1,017
Closed -$279K
XOP icon
1241
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
– –
-5,846
Closed -$246K
ZM icon
1242
Zoom
ZM
$25.8B
– –
-890
Closed -$418K
TWOU
1243
DELISTED
2U Inc
TWOU
– –
-1,264
Closed -$1.28M
AYX
1244
DELISTED
Alteryx Inc
AYX
– –
-1,835
Closed -$208K
RCA
1245
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
– –
-8,600
Closed -$205K
ABB
1246
DELISTED
ABB Ltd
ABB
– –
-21,707
Closed -$552K
ELVT
1247
DELISTED
Elevate Credit, Inc.
ELVT
– –
-31,000
Closed -$80K
PFHD
1248
DELISTED
Professional Holding Corp. Class A Common stock
PFHD
– –
-11,400
Closed -$153K
DCUE
1249
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
– –
-5,461
Closed -$556K
WORK
1250
DELISTED
Slack Technologies, Inc.
WORK
– –
-8,729
Closed -$234K
47 48 49
50
51

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Stephens Inc's Q4 2020 Portfolio in Review

As of Q4 2020, Stephens Inc held 1,308 positions worth $5.57B, up 9.7% from $5.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2020 filing shows 126 new, 466 increased, 535 reduced and 89 closed positions. Its largest new stake was iShares Micro-Cap ETF: 298,362 shares worth $35.4M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $27.7M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2020 buy was iShares Micro-Cap ETF: 298,362 shares worth $35.4M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q4 2020, an estimated $18.1M increase.
  • Stephens Inc's biggest Q4 2020 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $27.7M.
  • Stephens Inc fully exited GCI Liberty, Inc. Class A Common Stock (DE) in Q4 2020, selling an estimated $5.55M.
  • Stephens Inc's ten largest holdings make up 19% of its $5.57B portfolio in Q4 2020.
  • Stephens Inc opened 126 new positions and closed 89 in Q4 2020.
  • Stephens Inc's portfolio value rose 9.7% quarter-over-quarter to $5.57B.

Based on Stephens Inc's 13F filing for Q4 2020, filed 10 Feb 2021.