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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-0.16%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$7.99B
AUM Growth
-$44.3M
Cap. Flow
+$93.7M
Cap. Flow %
1.17%
Top 10 Hldgs %
19.5%
Holding
1,409
New
109
Increased
556
Reduced
521
Closed
98

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$22.1M
2
KRUS icon
Kura Sushi USA
KRUS
+$18M
3
AVDE icon
Avantis International Equity ETF
AVDE
+$16.3M
4
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$15.7M
5
WMT icon
Walmart Inc
WMT
+$11.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$23.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.6M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$13M
4
FFEB icon
FT Vest US Equity Buffer ETF February
FFEB
+$12.1M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.82M

Sector Composition

Rank Sector Weight
1 Technology 13.02%
2 Financials 9.03%
3 Industrials 6.12%
4 Consumer Discretionary 5.42%
5 Consumer Staples 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFT
1226
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$168K ﹤0.01%
15,640
– –
VFF icon
1227
Village Farms International
VFF
$238M
$166K ﹤0.01%
58,500
– –
EVV
1228
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$162K ﹤0.01%
17,156
+700
+4% +$6.82K
NWG icon
1229
NatWest
NWG
$71.1B
$161K ﹤0.01%
10,796
-3,586
-25% -$59.6K
RMT
1230
Royce Micro-Cap Trust
RMT
$745M
$159K ﹤0.01%
14,031
+236
+2% +$2.74K
PGF icon
1231
Invesco Financial Preferred ETF
PGF
$674M
$155K ﹤0.01%
11,252
+91
+0.8% +$1.29K
ETY icon
1232
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.26B
$150K ﹤0.01%
10,855
+43
+0.4% +$635
NEO icon
1233
NeoGenomics
NEO
$1.85B
$143K ﹤0.01%
+19,283
New +$203K
BGT icon
1234
BlackRock Floating Rate Income Trust
BGT
$322M
$141K ﹤0.01%
13,090
– –
PTY icon
1235
PIMCO Corporate & Income Opportunity Fund
PTY
$2.46B
$139K ﹤0.01%
11,520
+1,320
+13% +$16.8K
FTF
1236
Franklin Limited Duration Income Trust
FTF
$235M
$138K ﹤0.01%
23,662
+12,649
+115% +$77K
PK icon
1237
Park Hotels & Resorts
PK
$2.94B
$125K ﹤0.01%
11,895
– –
DNN icon
1238
Denison Mines
DNN
$2.8B
$124K ﹤0.01%
35,256
-7,239
-17% -$27.2K
SMR icon
1239
NuScale Power
SMR
$3.05B
$124K ﹤0.01%
+11,473
New +$175K
SAN icon
1240
Banco Santander
SAN
$189B
$116K ﹤0.01%
10,254
-7,211
-41% -$86K
NUV icon
1241
Nuveen Municipal Value Fund
NUV
$1.92B
$115K ﹤0.01%
12,833
– –
ATEC icon
1242
Alphatec Holdings
ATEC
$1.26B
$115K ﹤0.01%
10,524
+51
+0.5% +$742
BTZ icon
1243
BlackRock Credit Allocation Income Trust
BTZ
$930M
$106K ﹤0.01%
+10,543
New +$111K
PHR icon
1244
Phreesia
PHR
$606M
$101K ﹤0.01%
+12,072
New +$160K
UNIT
1245
Uniti Group
UNIT
$2.68B
$96.1K ﹤0.01%
10,243
-2,100
-17% -$16.5K
MFIN icon
1246
Medallion Financial
MFIN
$221M
$95.9K ﹤0.01%
+11,200
New +$110K
GAB icon
1247
Gabelli Equity Trust
GAB
$1.72B
$94.5K ﹤0.01%
16,873
– –
IONS icon
1248
Ionis Pharmaceuticals
IONS
$9.23B
$91.4K ﹤0.01%
+26,761
New +$2.11M
USA icon
1249
Liberty All-Star Equity Fund
USA
$1.74B
$88.7K ﹤0.01%
15,974
+807
+5% +$4.82K
NOK icon
1250
Nokia
NOK
$54.3B
$87.3K ﹤0.01%
+10,855
New +$79.7K
48 49
50
51 52

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MAM
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Stephens Inc's Q1 2026 Portfolio in Review

As of Q1 2026, Stephens Inc held 1,409 positions worth $7.99B, down 0.55% from $8.04B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc's Q1 2026 filing shows 109 new, 556 increased, 521 reduced and 98 closed positions. Its largest new stake was Avantis International Equity ETF: 187,536 shares worth $15.9M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $23.3M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Industrials.

  • Stephens Inc's largest Q1 2026 buy was Avantis International Equity ETF: 187,536 shares worth $15.9M.
  • Stephens Inc added most to iShares 0-3 Month Treasury Bond ETF in Q1 2026, an estimated $22.1M increase.
  • Stephens Inc's biggest Q1 2026 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $23.3M.
  • Stephens Inc fully exited Celestica in Q1 2026, selling an estimated $5.08M.
  • Stephens Inc's ten largest holdings make up 20% of its $7.99B portfolio in Q1 2026.
  • Stephens Inc opened 109 new positions and closed 98 in Q1 2026.
  • Stephens Inc's portfolio value fell 0.55% quarter-over-quarter to $7.99B.

Based on Stephens Inc's 13F filing for Q1 2026, filed 28 Apr 2026.