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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEU icon
101
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$12.6M 0.24%
243,768
+32,012
+15% +$1.73M
MEAR icon
102
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$12.5M 0.24%
250,637
+42,277
+20% +$2.11M
TLT icon
103
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$11.9M 0.23%
134,601
+2,737
+2% +$263K
KNX icon
104
Knight Transportation
KNX
$11.8B
$11.7M 0.22%
233,076
-92
-0% -$5.1K
TMO icon
105
Thermo Fisher Scientific
TMO
$211B
$11.7M 0.22%
23,050
-10,307
-31% -$5.49M
WRB icon
106
W.R. Berkley
WRB
$28B
$11.6M 0.22%
275,039
-27,018
-9% -$1.12M
AON icon
107
Aon
AON
$77.3B
$11.5M 0.22%
35,573
-2,473
-7% -$818K
BG icon
108
Bunge Global
BG
$23.6B
$11.5M 0.22%
106,448
-4,089
-4% -$448K
LGOV icon
109
First Trust Long Duration Opportunities ETF
LGOV
$622M
$11.5M 0.22%
565,460
+270,774
+92% +$5.8M
IWM icon
110
iShares Russell 2000 ETF
IWM
$80.9B
$11.3M 0.22%
63,703
+8,705
+16% +$1.63M
MMM icon
111
3M
MMM
$89B
$11.1M 0.21%
141,660
+10,653
+8% +$915K
QUAL icon
112
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$11.1M 0.21%
84,082
+4,280
+5% +$584K
SBUX icon
113
Starbucks
SBUX
$118B
$11.1M 0.21%
121,388
+4,538
+4% +$445K
QCOM icon
114
Qualcomm
QCOM
$176B
$11M 0.21%
99,279
+3,212
+3% +$373K
BSCO
115
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$11M 0.21%
533,022
+4,560
+0.9% +$94.1K
APO icon
116
Apollo Global Management
APO
$70.7B
$11M 0.21%
122,659
+2,519
+2% +$212K
BSCN
117
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$10.9M 0.21%
514,109
-70
-0% -$1.49K
STZ icon
118
Constellation Brands
STZ
$22.2B
$10.9M 0.21%
43,357
-993
-2% -$259K
GLBE icon
119
Global E Online
GLBE
$6.08B
$10.7M 0.2%
+268,625
New +$10.8M
NFLX icon
120
Netflix
NFLX
$292B
$10.5M 0.2%
279,360
-157,820
-36% -$6.69M
SO icon
121
Southern Company
SO
$110B
$10.5M 0.2%
162,073
+12,259
+8% +$851K
ABT icon
122
Abbott
ABT
$180B
$10.4M 0.2%
107,451
-46,258
-30% -$4.86M
XLK icon
123
State Street Technology Select Sector SPDR ETF
XLK
$115B
$10.2M 0.2%
124,314
-8,230
-6% -$706K
CWB icon
124
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$10.1M 0.19%
148,247
-13,563
-8% -$946K
LYB icon
125
LyondellBasell Industries
LYB
$19.5B
$9.43M 0.18%
99,572
-25,238
-20% -$2.43M
3 4
5
6 7

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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.