We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.46B
AUM Growth
-$213M
Cap. Flow
-$156M
Cap. Flow %
-2.42%
Top 10 Hldgs %
19.38%
Holding
1,429
New
88
Increased
521
Reduced
594
Closed
76

Top Buys

Rank Stock Value
1
ABNB icon
Airbnb
ABNB
+$8.76M
2
KRUS icon
Kura Sushi USA
KRUS
+$7.62M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.23M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.54M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$6.42M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$14.7M
2
XOM icon
ExxonMobil
XOM
+$8.43M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.15M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.94M
5
SWAN icon
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
+$7.33M

Sector Composition

Rank Sector Weight
1 Technology 10.14%
2 Financials 9.4%
3 Healthcare 7.31%
4 Consumer Discretionary 5.81%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOE icon
101
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$15.1M 0.23%
107,945
+5,809
+6% +$825K
VWO icon
102
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$15.1M 0.23%
300,957
+8,711
+3% +$450K
QCOM icon
103
Qualcomm
QCOM
$176B
$15M 0.23%
116,539
+4,639
+4% +$658K
EWY icon
104
iShares MSCI South Korea ETF
EWY
$21.7B
$14.6M 0.23%
181,524
-16,795
-8% -$1.46M
ADSK icon
105
Autodesk
ADSK
$44.3B
$14.6M 0.23%
51,299
-132
-0.3% -$40.4K
EEM icon
106
iShares MSCI Emerging Markets ETF
EEM
$28B
$14.6M 0.23%
290,079
-409
-0.1% -$21.3K
IMCG icon
107
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$14.2M 0.22%
205,985
-6,338
-3% -$448K
ADP icon
108
Automatic Data Processing
ADP
$100B
$14.2M 0.22%
70,941
-9,651
-12% -$1.99M
CAT icon
109
Caterpillar
CAT
$409B
$14M 0.22%
73,098
+5,605
+8% +$1.17M
NVDA icon
110
NVIDIA
NVDA
$5.01T
$14M 0.22%
674,070
+45,190
+7% +$938K
WFC icon
111
Wells Fargo
WFC
$261B
$13.9M 0.22%
299,124
-14,754
-5% -$683K
IVOO icon
112
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.73B
$13.7M 0.21%
153,304
+11,760
+8% +$1.07M
SBUX icon
113
Starbucks
SBUX
$118B
$13.6M 0.21%
122,930
-24,107
-16% -$2.82M
IGM icon
114
iShares Expanded Tech Sector ETF
IGM
$9.94B
$13M 0.2%
192,624
-432
-0.2% -$30K
LUMN icon
115
Lumen
LUMN
$6.53B
$12.9M 0.2%
1,042,030
+164,451
+19% +$2.06M
BNDX icon
116
Vanguard Total International Bond ETF
BNDX
$82B
$12.9M 0.2%
225,845
-3,946
-2% -$227K
BKLN icon
117
Invesco Senior Loan ETF
BKLN
$7.1B
$12.9M 0.2%
581,262
+131,180
+29% +$2.9M
ACWV icon
118
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$12.7M 0.2%
123,219
-1,800
-1% -$190K
GSST icon
119
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.55B
$12.5M 0.19%
247,633
-65,162
-21% -$3.3M
AXP icon
120
American Express
AXP
$223B
$12.4M 0.19%
74,284
-879
-1% -$147K
GD icon
121
General Dynamics
GD
$105B
$12.4M 0.19%
63,365
-4,347
-6% -$851K
NFLX icon
122
Netflix
NFLX
$292B
$12M 0.19%
197,370
+1,450
+0.7% +$79.8K
BG icon
123
Bunge Global
BG
$23.6B
$12M 0.19%
147,340
+4,345
+3% +$335K
IWM icon
124
iShares Russell 2000 ETF
IWM
$80.9B
$11.8M 0.18%
54,115
+3,929
+8% +$871K
ABNB icon
125
Airbnb
ABNB
$83.7B
$11.8M 0.18%
70,187
+57,356
+447% +$8.76M
3 4
5
6 7

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q3 2021 Portfolio in Review

As of Q3 2021, Stephens Inc held 1,429 positions worth $6.46B, down 3.2% from $6.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2021 filing shows 88 new, 521 increased, 594 reduced and 76 closed positions. Its largest new stake was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M. The largest sale was Microsoft, an estimated $14.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2021 buy was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M.
  • Stephens Inc added most to Airbnb in Q3 2021, an estimated $8.76M increase.
  • Stephens Inc's biggest Q3 2021 reduction was Microsoft, cutting an estimated $14.7M.
  • Stephens Inc fully exited First Trust Energy AlphaDEX Fund in Q3 2021, selling an estimated $3.72M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.46B portfolio in Q3 2021.
  • Stephens Inc opened 88 new positions and closed 76 in Q3 2021.
  • Stephens Inc's portfolio value fell 3.2% quarter-over-quarter to $6.46B.

Based on Stephens Inc's 13F filing for Q3 2021, filed 27 Oct 2021.