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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDL icon
101
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.8B
$14.7M 0.24%
448,317
+9,218
+2% +$286K
ADP icon
102
Automatic Data Processing
ADP
$103B
$14.3M 0.24%
76,106
+7,399
+11% +$1.28M
HON icon
103
Honeywell
HON
$77.3B
$14.2M 0.23%
69,308
+4,023
+6% +$786K
IJH icon
104
iShares Core S&P Mid-Cap ETF
IJH
$122B
$13.9M 0.23%
267,755
+8,200
+3% +$410K
ADSK icon
105
Autodesk
ADSK
$47.6B
$13.9M 0.23%
50,126
-4,886
-9% -$1.41M
PRU icon
106
Prudential Financial
PRU
$42.1B
$13.8M 0.23%
151,308
+10,746
+8% +$920K
CWB icon
107
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.55B
$13.5M 0.22%
162,261
-20,668
-11% -$1.79M
EFA icon
108
iShares MSCI EAFE ETF
EFA
$76.5B
$13.4M 0.22%
177,089
+80,070
+83% +$6.03M
IVOO icon
109
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.73B
$12.5M 0.21%
142,130
+120
+0.1% +$10.1K
ACWV icon
110
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.29B
$12.5M 0.21%
126,715
-4,196
-3% -$407K
IWM icon
111
iShares Russell 2000 ETF
IWM
$80B
$12.2M 0.2%
55,169
+6,731
+14% +$1.47M
GD icon
112
General Dynamics
GD
$106B
$12.2M 0.2%
66,990
+4,461
+7% +$729K
IGM icon
113
iShares Expanded Tech Sector ETF
IGM
$9.84B
$12.1M 0.2%
201,012
-11,142
-5% -$666K
IOO icon
114
iShares Global 100 ETF
IOO
$8.66B
$11.7M 0.19%
177,569
+45,391
+34% +$2.95M
NOW icon
115
ServiceNow
NOW
$111B
$11.6M 0.19%
116,255
+2,625
+2% +$277K
HOMB icon
116
Home BancShares
HOMB
$6.23B
$11.6M 0.19%
428,804
-53,750
-11% -$1.29M
IBM icon
117
IBM
IBM
$205B
$11.6M 0.19%
90,733
-10,987
-11% -$1.31M
ET icon
118
Energy Transfer Partners
ET
$68.7B
$11.5M 0.19%
1,496,196
+13,780
+0.9% +$101K
RGEN icon
119
Repligen
RGEN
$7.44B
$11.5M 0.19%
58,942
+2,239
+4% +$459K
BNDX icon
120
Vanguard Total International Bond ETF
BNDX
$82.1B
$11.4M 0.19%
198,745
+23,680
+14% +$1.37M
QCOM icon
121
Qualcomm
QCOM
$177B
$11.3M 0.19%
84,992
+7,815
+10% +$1.13M
AMGN icon
122
Amgen
AMGN
$203B
$11.3M 0.18%
45,263
+4,478
+11% +$1.07M
EMR icon
123
Emerson Electric
EMR
$82.7B
$11.2M 0.18%
124,623
+10,555
+9% +$908K
LQD icon
124
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$11.1M 0.18%
85,706
+40,882
+91% +$5.44M
BG icon
125
Bunge Global
BG
$22.7B
$11.1M 0.18%
140,172
-126
-0.1% -$9.37K
3 4
5
6 7

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MAM
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Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.