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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BP icon
101
BP
BP
$113B
$10.4M 0.23%
273,321
+22,832
+9% +$871K
MO icon
102
Altria Group
MO
$120B
$10.3M 0.23%
251,962
-68,191
-21% -$3.14M
JCI icon
103
Johnson Controls International
JCI
$87.4B
$10.1M 0.22%
230,314
+87,314
+61% +$3.7M
VWO icon
104
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$10.1M 0.22%
250,537
+352
+0.1% +$14.5K
IVOO icon
105
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.72B
$10M 0.22%
153,784
+5,350
+4% +$347K
USB icon
106
US Bancorp
USB
$98.7B
$9.98M 0.22%
180,296
-14,421
-7% -$779K
IJR icon
107
iShares Core S&P Small-Cap ETF
IJR
$109B
$9.97M 0.22%
128,122
-3,537
-3% -$274K
ITW icon
108
Illinois Tool Works
ITW
$79.7B
$9.91M 0.22%
63,351
-1,771
-3% -$269K
LMT icon
109
Lockheed Martin
LMT
$131B
$9.9M 0.22%
25,385
-512
-2% -$193K
IJH icon
110
iShares Core S&P Mid-Cap ETF
IJH
$122B
$9.86M 0.22%
255,155
+9,285
+4% +$357K
MPC icon
111
Marathon Petroleum
MPC
$91.2B
$9.56M 0.21%
157,312
-8,782
-5% -$463K
NKE icon
112
Nike
NKE
$60.8B
$9.55M 0.21%
101,711
+5,892
+6% +$505K
WELL icon
113
Welltower
WELL
$174B
$9.32M 0.21%
102,870
-13,429
-12% -$1.17M
AMT icon
114
American Tower
AMT
$76.7B
$9.24M 0.2%
41,808
-8,138
-16% -$1.78M
CRM icon
115
Salesforce
CRM
$129B
$9.24M 0.2%
62,225
-5,075
-8% -$771K
CCI icon
116
Crown Castle
CCI
$32.5B
$9.18M 0.2%
66,059
-28,071
-30% -$3.88M
TROW icon
117
T. Rowe Price
TROW
$24.6B
$9.07M 0.2%
79,369
+2,495
+3% +$278K
FDX icon
118
FedEx
FDX
$74.7B
$9.01M 0.2%
61,874
-10,134
-14% -$1.63M
CVS icon
119
CVS Health
CVS
$136B
$9M 0.2%
142,647
+7
+0% +$415
WFC icon
120
Wells Fargo
WFC
$261B
$8.98M 0.2%
177,968
-1,933
-1% -$91.1K
CM icon
121
Canadian Imperial Bank of Commerce
CM
$106B
$8.92M 0.2%
216,114
+71,200
+49% +$2.8M
AMLP icon
122
Alerian MLP ETF
AMLP
$12.9B
$8.88M 0.2%
194,385
+2,027
+1% +$95.9K
IBM icon
123
IBM
IBM
$194B
$8.88M 0.2%
63,879
+5,115
+9% +$690K
ORCL icon
124
Oracle
ORCL
$346B
$8.86M 0.19%
161,001
+1,446
+0.9% +$79.9K
SPLV icon
125
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$8.76M 0.19%
151,356
-76
-0.1% -$4.29K
3 4
5
6 7

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Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.