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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
-12.17%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$3.52B
AUM Growth
-$495M
Cap. Flow
+$41.3M
Cap. Flow %
1.17%
Top 10 Hldgs %
17.26%
Holding
1,237
New
79
Increased
487
Reduced
483
Closed
131

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$51.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.7M
3
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$12.4M
4
ET icon
Energy Transfer Partners
ET
+$12M
5
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$11.8M

Top Sells

Rank Stock Value
1
ETP
Energy Transfer Partners, L.P.
ETP
+$16M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$6.2M
3
LL
LL Flooring Holdings, Inc.
LL
+$6.06M
4
PX
Praxair Inc
PX
+$5.1M
5
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$5.03M

Sector Composition

Rank Sector Weight
1 Miscellaneous 42.88%
2 Financials 8.31%
3 Healthcare 7.76%
4 Technology 7.63%
5 Industrials 6.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITW icon
101
Illinois Tool Works
ITW
$75.4B
$7.64M 0.22%
60,331
-206
-0.3% -$27.1K
CMCSA icon
102
Comcast
CMCSA
$87B
$7.54M 0.21%
221,496
+12,629
+6% +$461K
CAT icon
103
Caterpillar
CAT
$376B
$7.49M 0.21%
58,928
+9,214
+19% +$1.2M
WFC icon
104
Wells Fargo
WFC
$272B
$7.46M 0.21%
161,987
-10,938
-6% -$560K
SBUX icon
105
Starbucks
SBUX
$115B
$7.33M 0.21%
113,743
-21,029
-16% -$1.32M
MA icon
106
Mastercard
MA
$499B
$7.31M 0.21%
38,759
+5,000
+15% +$993K
ORCL icon
107
Oracle
ORCL
$467B
$7.3M 0.21%
161,734
-1,323
-0.8% -$63.4K
SPLV icon
108
Invesco S&P 500 Low Volatility ETF
SPLV
$7.06B
$7.27M 0.21%
155,842
+7,184
+5% +$348K
FV icon
109
First Trust Dorsey Wright Focus 5 ETF
FV
$3.75B
$7.14M 0.2%
282,942
+154,398
+120% +$4.2M
BCE icon
110
BCE
BCE
$21.8B
$7.08M 0.2%
179,019
-9,934
-5% -$407K
COP icon
111
ConocoPhillips
COP
$165B
$7M 0.2%
112,186
-3,269
-3% -$222K
COST icon
112
Costco
COST
$400B
$6.98M 0.2%
34,256
-1,779
-5% -$397K
ZTS icon
113
Zoetis
ZTS
$30.3B
$6.97M 0.2%
81,456
+5,026
+7% +$453K
EPD icon
114
Enterprise Products Partners
EPD
$84.7B
$6.72M 0.19%
273,110
-5,506
-2% -$147K
ALGN icon
115
Align Technology
ALGN
$10.9B
$6.71M 0.19%
32,040
-2,059
-6% -$520K
AMLP icon
116
Alerian MLP ETF
AMLP
$13.6B
$6.7M 0.19%
153,422
+6,855
+5% +$336K
MINT icon
117
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.5B
$6.67M 0.19%
66,107
+6,993
+12% +$709K
IVE icon
118
iShares S&P 500 Value ETF
IVE
$49.6B
$6.67M 0.19%
65,920
+179
+0.3% +$19.6K
NKE icon
119
Nike
NKE
$55.4B
$6.54M 0.19%
88,229
-6,930
-7% -$518K
PTLC icon
120
Pacer Trendpilot US Large Cap ETF
PTLC
$3.33B
$6.5M 0.18%
226,045
+151,807
+204% +$4.46M
AFL icon
121
Aflac
AFL
$57.7B
$6.47M 0.18%
142,101
-3,983
-3% -$177K
ABMD
122
DELISTED
Abiomed Inc
ABMD
$6.4M 0.18%
19,700
-1,249
-6% -$434K
CVS icon
123
CVS Health
CVS
$122B
$6.37M 0.18%
97,176
+14,061
+17% +$1.05M
VOD icon
124
Vodafone
VOD
$39.7B
$6.27M 0.18%
325,216
-20,608
-6% -$412K
EEMV icon
125
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.68B
$6.26M 0.18%
111,970
+1,314
+1% +$73.7K
3 4
5
6 7

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Stephens Inc's Q4 2018 Portfolio in Review

As of Q4 2018, Stephens Inc held 1,237 positions worth $3.52B, down 12% from $4.02B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Stephens Inc's Q4 2018 filing shows 79 new, 487 increased, 483 reduced and 131 closed positions. Its largest new stake was Linde: 30,949 shares worth $4.83M. The largest sale was Energy Transfer Partners, L.P., an estimated $16M.

By sector, the portfolio is most concentrated in Miscellaneous at 43% of assets, up from 40% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2018 buy was Linde: 30,949 shares worth $4.83M.
  • Stephens Inc added most to Vanguard Morningstar Total Stock Market ETF in Q4 2018, an estimated $51.7M increase.
  • Stephens Inc's biggest Q4 2018 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $6.2M.
  • Stephens Inc fully exited Energy Transfer Partners, L.P. in Q4 2018, selling an estimated $16M.
  • Stephens Inc's ten largest holdings make up 17% of its $3.52B portfolio in Q4 2018.
  • Stephens Inc opened 79 new positions and closed 131 in Q4 2018.
  • Stephens Inc's portfolio value fell 12% quarter-over-quarter to $3.52B.

Based on Stephens Inc's 13F filing for Q4 2018, filed 11 Feb 2019.