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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+3.14%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$2.28B
AUM Growth
+$42.1M
Cap. Flow
-$10.1M
Cap. Flow %
-0.44%
Top 10 Hldgs %
26.52%
Holding
810
New
42
Increased
333
Reduced
333
Closed
37

Top Buys

Rank Stock Value
1
HOMB icon
Home BancShares
HOMB
+$7.89M
2
ABBV icon
AbbVie
ABBV
+$3.33M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.22M
4
SNY icon
Sanofi
SNY
+$3.01M
5
AAPL icon
Apple
AAPL
+$2.97M

Top Sells

Rank Stock Value
1
IHS
IHS INC CL-A COM STK
IHS
+$5.57M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.13M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$4.69M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$4.33M
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$4.24M

Sector Composition

Rank Sector Weight
1 Healthcare 9.16%
2 Financials 7.79%
3 Consumer Staples 7.45%
4 Technology 6.2%
5 Energy 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OZK icon
101
Bank OZK
OZK
$5.49B
$4.75M 0.21%
123,825
-18,096
-13% -$686K
EOG icon
102
EOG Resources
EOG
$78B
$4.69M 0.21%
48,512
-2,868
-6% -$252K
AXP icon
103
American Express
AXP
$223B
$4.66M 0.2%
72,771
-2,319
-3% -$149K
AMZN icon
104
Amazon
AMZN
$2.5T
$4.63M 0.2%
110,640
-2,320
-2% -$88.8K
ADP icon
105
Automatic Data Processing
ADP
$100B
$4.6M 0.2%
52,198
+4,482
+9% +$406K
FDX icon
106
FedEx
FDX
$74.5B
$4.57M 0.2%
26,183
-257
-1% -$42.1K
CVS icon
107
CVS Health
CVS
$137B
$4.56M 0.2%
51,239
-4,423
-8% -$418K
ADBE icon
108
Adobe
ADBE
$89.5B
$4.54M 0.2%
41,826
-2,447
-6% -$246K
QCOM icon
109
Qualcomm
QCOM
$176B
$4.5M 0.2%
65,697
+2,346
+4% +$143K
PX
110
DELISTED
Praxair Inc
PX
$4.47M 0.2%
37,015
-1,186
-3% -$140K
VRSN icon
111
VeriSign
VRSN
$25.3B
$4.46M 0.2%
57,046
-5,249
-8% -$421K
ZION icon
112
Zions Bancorporation
ZION
$10.1B
$4.37M 0.19%
140,930
-6,396
-4% -$182K
CMCSA icon
113
Comcast
CMCSA
$79.1B
$4.31M 0.19%
130,062
-452
-0.3% -$15K
PAA icon
114
Plains All American Pipeline
PAA
$17.4B
$4.31M 0.19%
137,186
+1,055
+0.8% +$30.2K
SNI
115
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$4.3M 0.19%
67,729
+976
+1% +$62.4K
IJJ icon
116
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$4.25M 0.19%
63,836
-1,786
-3% -$118K
IDU icon
117
iShares US Utilities ETF
IDU
$1.41B
$4.23M 0.19%
69,080
-204
-0.3% -$12.9K
XLK icon
118
State Street Technology Select Sector SPDR ETF
XLK
$115B
$4.19M 0.18%
175,378
+5,894
+3% +$137K
AMGN icon
119
Amgen
AMGN
$203B
$4.18M 0.18%
25,066
+503
+2% +$85.1K
AFL icon
120
Aflac
AFL
$63.9B
$4.18M 0.18%
116,330
+23,256
+25% +$846K
ED icon
121
Consolidated Edison
ED
$41.6B
$4.15M 0.18%
55,065
-915
-2% -$71.1K
CL icon
122
Colgate-Palmolive
CL
$72.6B
$4.12M 0.18%
55,529
+761
+1% +$56.3K
SVC
123
Service Properties Trust
SVC
$1.1B
$4.12M 0.18%
27,704
-190
-0.7% -$29K
ARE icon
124
Alexandria Real Estate Equities
ARE
$8.88B
$4.12M 0.18%
37,835
-1,241
-3% -$135K
FDN icon
125
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.83B
$4.1M 0.18%
50,316
-5,090
-9% -$397K
3 4
5
6 7

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Stephens Inc's Q3 2016 Portfolio in Review

As of Q3 2016, Stephens Inc held 810 positions worth $2.28B, up 1.9% from $2.24B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Stephens Inc's Q3 2016 filing shows 42 new, 333 increased, 333 reduced and 37 closed positions. Its largest new stake was iShares US Transportation ETF: 71,556 shares worth $2.6M. The largest sale was IHS INC CL-A COM STK, an estimated $5.57M.

By sector, the portfolio is most concentrated in Healthcare at 9.2% of assets, down from 9.2% a quarter earlier, followed by Financials and Consumer Staples.

  • Stephens Inc's largest Q3 2016 buy was iShares US Transportation ETF: 71,556 shares worth $2.6M.
  • Stephens Inc added most to Home BancShares in Q3 2016, an estimated $7.89M increase.
  • Stephens Inc's biggest Q3 2016 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $5.13M.
  • Stephens Inc fully exited IHS INC CL-A COM STK in Q3 2016, selling an estimated $5.57M.
  • Stephens Inc's ten largest holdings make up 27% of its $2.28B portfolio in Q3 2016.
  • Stephens Inc opened 42 new positions and closed 37 in Q3 2016.
  • Stephens Inc's portfolio value rose 1.9% quarter-over-quarter to $2.28B.

Based on Stephens Inc's 13F filing for Q3 2016, filed 10 Nov 2016.