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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.83B
AUM Growth
-$181M
Cap. Flow
-$215M
Cap. Flow %
-11.7%
Top 10 Hldgs %
30.22%
Holding
966
New
93
Increased
454
Reduced
213
Closed
164

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$13.3M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.8M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.18M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.71M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$88.2M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$54.3M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$43.6M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.3M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$24.1M

Sector Composition

Rank Sector Weight
1 Industrials 8.78%
2 Energy 8.27%
3 Financials 6.85%
4 Healthcare 6.69%
5 Technology 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCBI icon
101
Texas Capital Bancshares
TCBI
$4.29B
$4.15M 0.23%
+63,884
New +$3.95M
CPRT icon
102
Copart
CPRT
$28.4B
$4.09M 0.22%
+900,216
New +$3.99M
PIZ icon
103
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$713M
$4.07M 0.22%
151,021
+6,436
+4% +$170K
GWR
104
DELISTED
Genesee & Wyoming Inc.
GWR
$4.07M 0.22%
41,804
+27,271
+188% +$2.58M
VCRA
105
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$4.04M 0.22%
+247,670
New +$4.18M
MSCC
106
DELISTED
Microsemi Corp
MSCC
$4.02M 0.22%
160,786
+160,498
+55,728% +$3.87M
IDU icon
107
iShares US Utilities ETF
IDU
$1.39B
$4.02M 0.22%
77,220
+210
+0.3% +$10.4K
CRI icon
108
Carter's
CRI
$1.45B
$4M 0.22%
+51,557
New +$3.71M
ABBV icon
109
AbbVie
ABBV
$465B
$3.96M 0.22%
76,948
-32,020
-29% -$1.62M
DOC icon
110
Healthpeak Properties
DOC
$15.7B
$3.94M 0.21%
111,434
+45,519
+69% +$1.57M
CVS icon
111
CVS Health
CVS
$140B
$3.9M 0.21%
52,039
+194
+0.4% +$13.7K
BNY
112
Bank of New York Mellon
BNY
$106B
$3.88M 0.21%
109,966
+2,112
+2% +$69.8K
VRSN icon
113
VeriSign
VRSN
$25.4B
$3.88M 0.21%
71,972
+1,820
+3% +$103K
EMC
114
DELISTED
EMC CORPORATION
EMC
$3.87M 0.21%
141,044
+18,795
+15% +$489K
GILD icon
115
Gilead Sciences
GILD
$167B
$3.86M 0.21%
54,502
+4,458
+9% +$350K
RAMP icon
116
LiveRamp
RAMP
$2.29B
$3.86M 0.21%
112,183
+58,039
+107% +$2.09M
KMP
117
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$3.85M 0.21%
52,091
+2,778
+6% +$216K
GLD icon
118
SPDR Gold Trust
GLD
$131B
$3.83M 0.21%
30,948
-2,005
-6% -$250K
RPXC
119
DELISTED
RPX Corporation
RPXC
$3.81M 0.21%
234,268
+234,057
+110,927% +$3.82M
SHOR
120
DELISTED
ShoreTel, Inc.
SHOR
$3.8M 0.21%
+442,264
New +$3.81M
QLTY
121
DELISTED
QUALITY DISTR INC FLA
QLTY
$3.79M 0.21%
+291,966
New +$3.99M
FRM
122
DELISTED
FURMANITE CORPORATION COM
FRM
$3.79M 0.21%
385,786
+363,307
+1,616% +$4.13M
FXH icon
123
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$3.77M 0.21%
74,039
-999
-1% -$50.9K
DE icon
124
Deere & Co
DE
$173B
$3.76M 0.21%
41,436
+767
+2% +$67.1K
IHS
125
DELISTED
IHS INC CL-A COM STK
IHS
$3.74M 0.2%
30,785
+829
+3% +$97.8K
3 4
5
6 7

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Stephens Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Stephens Inc held 966 positions worth $1.83B, down 9% from $2.02B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Stephens Inc withdrew a net $215M in Q1 2014, closing 164 positions and reducing 213 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $88.2M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 8.8% of assets, up from 6.7% a quarter earlier, followed by Energy and Financials.

Against the trend, Stephens Inc opened a new position in Marchex worth $4.64M.

  • Stephens Inc's largest Q1 2014 buy was Marchex: 441,365 shares worth $4.64M.
  • Stephens Inc added most to iShares Russell 1000 Value ETF in Q1 2014, an estimated $13.3M increase.
  • Stephens Inc's biggest Q1 2014 reduction was Proofpoint, Inc., cutting an estimated $2.66M.
  • Stephens Inc fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2014, selling an estimated $88.2M.
  • Stephens Inc's ten largest holdings make up 30% of its $1.83B portfolio in Q1 2014.
  • Stephens Inc opened 93 new positions and closed 164 in Q1 2014.
  • Stephens Inc's portfolio value fell 9% quarter-over-quarter to $1.83B.

Based on Stephens Inc's 13F filing for Q1 2014, filed 13 May 2014.