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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+7.08%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$2.02B
AUM Growth
+$160M
Cap. Flow
+$40.9M
Cap. Flow %
2.03%
Top 10 Hldgs %
32.21%
Holding
922
New
101
Increased
377
Reduced
348
Closed
49

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$7.97M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$4.82M
3
CRM icon
Salesforce
CRM
+$4.78M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$4.16M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$3.38M

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$15M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.96M
3
O icon
Realty Income
O
+$2.79M
4
DELL
DELL INC
DELL
+$2.66M
5
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$2.59M

Sector Composition

Rank Sector Weight
1 Industrials 6.71%
2 Energy 6.58%
3 Healthcare 5.77%
4 Financials 5.56%
5 Technology 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
101
SPDR Gold Trust
GLD
$130B
$3.83M 0.19%
32,953
-6,360
-16% -$781K
BNY
102
Bank of New York Mellon
BNY
$109B
$3.77M 0.19%
107,854
+2,968
+3% +$96.6K
GILD icon
103
Gilead Sciences
GILD
$162B
$3.76M 0.19%
50,044
+1,621
+3% +$113K
DE icon
104
Deere & Co
DE
$165B
$3.71M 0.18%
40,669
-597
-1% -$50.5K
NKE icon
105
Nike
NKE
$60.8B
$3.71M 0.18%
94,432
-5,228
-5% -$200K
CVS icon
106
CVS Health
CVS
$136B
$3.71M 0.18%
51,845
+3,150
+6% +$202K
IDU icon
107
iShares US Utilities ETF
IDU
$1.41B
$3.69M 0.18%
77,010
-390
-0.5% -$18.7K
KKR icon
108
KKR & Co
KKR
$86.2B
$3.68M 0.18%
151,362
+13,571
+10% +$312K
D icon
109
Dominion Energy
D
$62.8B
$3.67M 0.18%
56,771
-68
-0.1% -$4.38K
IYW icon
110
iShares US Technology ETF
IYW
$24B
$3.66M 0.18%
165,468
-640
-0.4% -$13.3K
CB
111
DELISTED
CHUBB CORPORATION
CB
$3.64M 0.18%
37,659
-107
-0.3% -$9.98K
DVY icon
112
iShares Select Dividend ETF
DVY
$23.6B
$3.62M 0.18%
50,745
-326
-0.6% -$22.7K
FXH icon
113
First Trust Health Care AlphaDEX Fund
FXH
$1.01B
$3.61M 0.18%
75,038
-3,507
-4% -$160K
IHS
114
DELISTED
IHS INC CL-A COM STK
IHS
$3.59M 0.18%
29,956
+1,172
+4% +$133K
SPIB icon
115
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$3.58M 0.18%
106,400
+700
+0.7% +$23.7K
SPG icon
116
Simon Property Group
SPG
$73B
$3.57M 0.18%
24,941
-7,154
-22% -$1.03M
WELL icon
117
Welltower
WELL
$174B
$3.55M 0.18%
66,310
+429
+0.7% +$25.5K
TRV icon
118
Travelers Companies
TRV
$78.5B
$3.54M 0.18%
39,135
-389
-1% -$34K
AMLP icon
119
Alerian MLP ETF
AMLP
$12.9B
$3.52M 0.17%
39,580
+5,734
+17% +$503K
RFMD
120
DELISTED
RF MICRO DEVICES INC
RFMD
$3.49M 0.17%
675,936
+458,200
+210% +$2.46M
CSCO icon
121
Cisco
CSCO
$444B
$3.47M 0.17%
154,873
-40,943
-21% -$906K
VXF icon
122
Vanguard Extended Market ETF
VXF
$30.4B
$3.47M 0.17%
41,997
+339
+0.8% +$27K
MPC icon
123
Marathon Petroleum
MPC
$91.2B
$3.39M 0.17%
73,972
+478
+0.7% +$18.4K
VIG icon
124
Vanguard Dividend Appreciation ETF
VIG
$110B
$3.39M 0.17%
45,098
+12,937
+40% +$941K
UPGD icon
125
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$117M
$3.39M 0.17%
101,012
+2,220
+2% +$70.7K
3 4
5
6 7

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Stephens Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Stephens Inc held 922 positions worth $2.02B, up 8.6% from $1.86B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q4 2013 filing shows 101 new, 377 increased, 348 reduced and 49 closed positions. Its largest new stake was Del Frisco's Restaurant Group, Inc. Common Stock: 142,383 shares worth $3.36M. The largest sale was iShares Russell 1000 Value ETF, an estimated $15M.

By sector, the portfolio is most concentrated in Industrials at 6.7% of assets, up from 6.2% a quarter earlier, followed by Energy and Healthcare.

  • Stephens Inc's largest Q4 2013 buy was Del Frisco's Restaurant Group, Inc. Common Stock: 142,383 shares worth $3.36M.
  • Stephens Inc added most to iShares Russell Mid-Cap Value ETF in Q4 2013, an estimated $7.97M increase.
  • Stephens Inc's biggest Q4 2013 reduction was iShares Russell 1000 Value ETF, cutting an estimated $15M.
  • Stephens Inc fully exited Realty Income in Q4 2013, selling an estimated $2.79M.
  • Stephens Inc's ten largest holdings make up 32% of its $2.02B portfolio in Q4 2013.
  • Stephens Inc opened 101 new positions and closed 49 in Q4 2013.
  • Stephens Inc's portfolio value rose 8.6% quarter-over-quarter to $2.02B.

Based on Stephens Inc's 13F filing for Q4 2013, filed 14 Feb 2014.