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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKE icon
101
Nike
NKE
$60.8B
$3.62M 0.2%
99,660
+14,954
+18% +$488K
VRSN icon
102
VeriSign
VRSN
$23.8B
$3.59M 0.19%
70,524
+5,565
+9% +$269K
ORCL icon
103
Oracle
ORCL
$346B
$3.58M 0.19%
107,773
+18,152
+20% +$589K
SPIB icon
104
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$3.57M 0.19%
105,700
+83,700
+380% +$2.81M
USL icon
105
United States 12 Month Oil Fund,
USL
$46.7M
$3.56M 0.19%
82,393
-1,035
-1% -$44.8K
D icon
106
Dominion Energy
D
$62.8B
$3.55M 0.19%
56,839
-6,581
-10% -$390K
BSV icon
107
Vanguard Short-Term Bond ETF
BSV
$44.6B
$3.54M 0.19%
44,035
-3,226
-7% -$258K
PIZ icon
108
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$722M
$3.5M 0.19%
139,823
+57,631
+70% +$1.33M
FXH icon
109
First Trust Health Care AlphaDEX Fund
FXH
$1.01B
$3.4M 0.18%
78,545
+14,042
+22% +$592K
DVY icon
110
iShares Select Dividend ETF
DVY
$23.6B
$3.39M 0.18%
51,071
-3,290
-6% -$219K
VOO icon
111
Vanguard S&P 500 ETF
VOO
$967B
$3.37M 0.18%
21,899
+4,694
+27% +$721K
CB
112
DELISTED
CHUBB CORPORATION
CB
$3.37M 0.18%
37,766
+1,246
+3% +$108K
DE icon
113
Deere & Co
DE
$165B
$3.36M 0.18%
41,266
+1,429
+4% +$119K
TRV icon
114
Travelers Companies
TRV
$78.5B
$3.35M 0.18%
39,524
+1,594
+4% +$132K
FXD icon
115
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$259M
$3.34M 0.18%
112,716
+18,278
+19% +$526K
IHS
116
DELISTED
IHS INC CL-A COM STK
IHS
$3.29M 0.18%
28,784
+2,500
+10% +$275K
IYW icon
117
iShares US Technology ETF
IYW
$24B
$3.27M 0.18%
166,108
+5,476
+3% +$106K
IXC icon
118
iShares Global Energy ETF
IXC
$2.7B
$3.25M 0.17%
79,103
-828
-1% -$33.4K
EMC
119
DELISTED
EMC CORPORATION
EMC
$3.24M 0.17%
126,654
+14,297
+13% +$371K
PPL
120
PPL Corp
PPL
$27.3B
$3.23M 0.17%
114,099
-17,391
-13% -$499K
VXF icon
121
Vanguard Extended Market ETF
VXF
$30.4B
$3.21M 0.17%
41,658
+31,219
+299% +$2.33M
L icon
122
Loews
L
$23.8B
$3.21M 0.17%
68,562
-210
-0.3% -$9.66K
EPD icon
123
Enterprise Products Partners
EPD
$83.9B
$3.18M 0.17%
104,054
+5,788
+6% +$177K
BNY
124
Bank of New York Mellon
BNY
$109B
$3.17M 0.17%
104,886
+990
+1% +$30.4K
VO icon
125
Vanguard Mid-Cap ETF
VO
$106B
$3.15M 0.17%
123,116
+41,872
+52% +$1.05M
3 4
5
6 7

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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.