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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+2.65%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$7.13B
AUM Growth
+$83.3M
Cap. Flow
+$10.4M
Cap. Flow %
0.15%
Top 10 Hldgs %
19.97%
Holding
1,367
New
76
Increased
445
Reduced
647
Closed
98

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$28M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$19.6M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$18M
4
BSCQ icon
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
+$14.8M
5
VO icon
Vanguard Mid-Cap ETF
VO
+$14.6M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$44.3M
2
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$20.2M
3
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$14.8M
4
MRK icon
Merck
MRK
+$13M
5
LLY icon
Eli Lilly
LLY
+$12.2M

Sector Composition

Rank Sector Weight
1 Technology 13.05%
2 Financials 10.43%
3 Consumer Discretionary 6.22%
4 Industrials 5.04%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSOS icon
1201
AdvisorShares Pure US Cannabis ETF
MSOS
$824M
$102K ﹤0.01%
26,800
+2,000
+8% +$10.8K
EVV
1202
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
$102K ﹤0.01%
10,392
-12,337
-54% -$126K
FOLD
1203
DELISTED
Amicus Therapeutics
FOLD
$101K ﹤0.01%
+10,717
New +$111K
MRCC
1204
DELISTED
Monroe Capital Corp
MRCC
$98.7K ﹤0.01%
11,609
-4,207
-27% -$34.6K
GAB icon
1205
Gabelli Equity Trust
GAB
$1.76B
$96.9K ﹤0.01%
18,008
– –
ATEC icon
1206
Alphatec Holdings
ATEC
$1.43B
$96.5K ﹤0.01%
10,513
-11,230
-52% -$89.6K
TEI
1207
Templeton Emerging Markets Income Fund
TEI
$313M
$96.2K ﹤0.01%
18,755
-18,172
-49% -$99.2K
PSEC icon
1208
Prospect Capital
PSEC
$1.12B
$89.3K ﹤0.01%
20,717
-1,000
-5% -$4.79K
ECC
1209
Eagle Point Credit Company
ECC
$501M
$88.8K ﹤0.01%
10,000
– –
IGR
1210
CBRE Global Real Estate Income Fund
IGR
$721M
$83.8K ﹤0.01%
17,431
-17,353
-50% -$98.7K
MTTR
1211
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$73.7K ﹤0.01%
15,550
– –
GLO
1212
Clough Global Opportunities Fund
GLO
$246M
$72.5K ﹤0.01%
14,154
+383
+3% +$2.04K
HFRO
1213
Highland Opportunities and Income Fund
HFRO
$403M
$71.8K ﹤0.01%
13,844
-12,943
-48% -$73.3K
LUMN icon
1214
Lumen
LUMN
$6.33B
$68.4K ﹤0.01%
12,885
-14,185
-52% -$97.9K
VVR icon
1215
Invesco Senior Income Trust
VVR
$456M
$67.4K ﹤0.01%
17,067
– –
AQN icon
1216
Algonquin Power & Utilities
AQN
$4.68B
$66.8K ﹤0.01%
15,005
-2,003
-12% -$9.67K
EOSE icon
1217
Eos Energy Enterprises
EOSE
$1.19B
$63.7K ﹤0.01%
+13,100
New +$42.4K
RIG icon
1218
Transocean
RIG
$5.59B
$56.2K ﹤0.01%
+15,000
New +$62.3K
GNT
1219
GAMCO Natural Resources, Gold & Income Trust
GNT
$138M
$55.7K ﹤0.01%
10,535
-2,675
-20% -$15.5K
GGN
1220
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$759M
$37.7K ﹤0.01%
+10,000
New +$41.9K
VFF icon
1221
Village Farms International
VFF
$246M
$34.3K ﹤0.01%
44,500
+5,000
+13% +$4.18K
IBRX icon
1222
ImmunityBio
IBRX
$7.33B
$25.8K ﹤0.01%
+10,090
New +$42K
WWR icon
1223
Westwater Resources
WWR
$51.1M
$24.8K ﹤0.01%
35,032
– –
LODE icon
1224
Comstock
LODE
$219M
$20K ﹤0.01%
2,500
+1,000
+67% +$4.27K
ABLLW
1225
DELISTED
Abacus Life Warrant
ABLLW
$13.1K ﹤0.01%
12,500
– –
47 48
49
50 51

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Stephens Inc's Q4 2024 Portfolio in Review

As of Q4 2024, Stephens Inc held 1,367 positions worth $7.13B, up 1.2% from $7.05B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc's Q4 2024 filing shows 76 new, 445 increased, 647 reduced and 98 closed positions. Its largest new stake was FT Vest US Small Cap Moderate Buffer ETF November: 165,260 shares worth $3.82M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $44.3M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Stephens Inc's largest Q4 2024 buy was FT Vest US Small Cap Moderate Buffer ETF November: 165,260 shares worth $3.82M.
  • Stephens Inc added most to Vanguard Short-Term Treasury ETF in Q4 2024, an estimated $28M increase.
  • Stephens Inc's biggest Q4 2024 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $44.3M.
  • Stephens Inc fully exited Invesco BulletShares 2024 Corporate Bond ETF in Q4 2024, selling an estimated $14.8M.
  • Stephens Inc's ten largest holdings make up 20% of its $7.13B portfolio in Q4 2024.
  • Stephens Inc opened 76 new positions and closed 98 in Q4 2024.
  • Stephens Inc's portfolio value rose 1.2% quarter-over-quarter to $7.13B.

Based on Stephens Inc's 13F filing for Q4 2024, filed 28 Jan 2025.