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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GERN icon
1201
Geron
GERN
$911M
– –
-55,000
Closed -$177K
GOVT icon
1202
iShares US Treasury Bond ETF
GOVT
$43.6B
– –
-23,196
Closed -$531K
GRID
1203
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.4B
– –
-8,897
Closed -$935K
HEI icon
1204
HEICO Corp
HEI
$48.9B
– –
-1,514
Closed -$268K
HXL icon
1205
Hexcel
HXL
$8.32B
– –
-10,891
Closed -$828K
HYD icon
1206
VanEck High Yield Muni ETF
HYD
$4.44B
– –
-4,388
Closed -$225K
IAS
1207
DELISTED
Integral Ad Science
IAS
– –
-16,017
Closed -$288K
IBDQ
1208
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
– –
-25,290
Closed -$617K
IBDT icon
1209
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.04B
– –
-9,595
Closed -$235K
IBP icon
1210
Installed Building Products
IBP
$6.13B
– –
-8
Closed -$1.12K
IEFA icon
1211
iShares Core MSCI EAFE ETF
IEFA
$186B
– –
-3,931
Closed -$265K
INTT icon
1212
inTEST
INTT
$173M
– –
-11,300
Closed -$297K
IUSV icon
1213
iShares Core S&P US Value ETF
IUSV
$27.2B
– –
-2,621
Closed -$205K
IYC icon
1214
iShares US Consumer Discretionary ETF
IYC
$1.12B
– –
-2,994
Closed -$213K
IYM icon
1215
iShares US Basic Materials ETF
IYM
$1.16B
– –
-1,573
Closed -$209K
KEY icon
1216
KeyCorp
KEY
$24.3B
– –
-27,438
Closed -$254K
LAD icon
1217
Lithia Motors
LAD
$7.78B
– –
-727
Closed -$221K
LW icon
1218
Lamb Weston
LW
$6.82B
– –
-1,784
Closed -$205K
OPRA
1219
Opera Ltd
OPRA
$1.65B
– –
-95,878
Closed -$1.91M
PHR icon
1220
Phreesia
PHR
$632M
– –
-9,248
Closed -$287K
PTBD icon
1221
Pacer Trendpilot US Bond ETF
PTBD
$87M
– –
-10,210
Closed -$204K
RHI icon
1222
Robert Half
RHI
$3.61B
– –
-54,044
Closed -$4.07M
RSPG icon
1223
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$572M
– –
-3,334
Closed -$228K
SBAC icon
1224
SBA Communications
SBAC
$18.4B
– –
-1,025
Closed -$238K
SCHP icon
1225
Schwab US TIPS ETF
SCHP
$16.3B
– –
-118,178
Closed -$3.1M
47 48
49
50 51

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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.