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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.88B
AUM Growth
+$198M
Cap. Flow
-$109M
Cap. Flow %
-2.22%
Top 10 Hldgs %
18.67%
Holding
1,264
New
62
Increased
342
Reduced
608
Closed
95

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$15.7M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$14.6M
3
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$13.5M
4
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$13.5M
5
VHT icon
Vanguard Health Care ETF
VHT
+$13.2M

Top Sells

Rank Stock Value
1
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$26.4M
2
VDE icon
Vanguard Energy ETF
VDE
+$14.4M
3
IVOO icon
Vanguard S&P Mid-Cap 400 ETF
IVOO
+$12.9M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$9.64M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Financials 9.65%
3 Healthcare 8.79%
4 Consumer Discretionary 5.69%
5 Industrials 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTF icon
1201
Cohen & Steers Infrastructure Fund
UTF
$3.14B
– –
-8,636
Closed -$201K
VAC icon
1202
Marriott Vacations Worldwide
VAC
$3.24B
– –
-2,108
Closed -$257K
VIOG icon
1203
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.04B
– –
-2,592
Closed -$227K
VSS icon
1204
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
– –
-3,099
Closed -$288K
VYX icon
1205
NCR Voyix
VYX
$1.06B
– –
-28,530
Closed -$333K
WDC icon
1206
Western Digital
WDC
$179B
– –
-12,580
Closed -$310K
WEAT icon
1207
Teucrium Wheat Fund
WEAT
$314M
– –
-23,886
Closed -$1.09M
MRO
1208
DELISTED
Marathon Oil Corporation
MRO
– –
-34,782
Closed -$785K
SLCA
1209
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-23,420
Closed -$256K
AIRC
1210
DELISTED
Apartment Income REIT Corp.
AIRC
– –
-5,785
Closed -$223K
SIEN
1211
DELISTED
Sientra, Inc.
SIEN
– –
-1,800
Closed -$12K
IMGN
1212
DELISTED
Immunogen Inc
IMGN
– –
-10,780
Closed -$52K
IBML
1213
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
– –
-9,800
Closed -$247K
SI
1214
DELISTED
Silvergate Capital Corporation
SI
– –
-1,390
Closed -$105K
FRC
1215
DELISTED
First Republic Bank
FRC
– –
-2,641
Closed -$345K
COUP
1216
DELISTED
Coupa Software Incorporated
COUP
– –
-37
Closed -$2K
ABMD
1217
DELISTED
Abiomed Inc
ABMD
– –
-6,263
Closed -$1.54M
BSMM
1218
DELISTED
Invesco BulletShares 2022 Municipal Bond ETF
BSMM
– –
-21,325
Closed -$539K
BSJM
1219
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
– –
-15,525
Closed -$341K
TWTR
1220
DELISTED
Twitter, Inc.
TWTR
– –
-51,028
Closed -$2.24M
PING
1221
DELISTED
Ping Identity Holding Corp.
PING
– –
-5,447
Closed -$153K
SIVB
1222
DELISTED
SVB Financial Group
SIVB
– –
-1,392
Closed -$467K
BSCM
1223
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
– –
-310,883
Closed -$6.58M
IBDN
1224
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
– –
-50,231
Closed -$1.26M
45 46 47 48
49

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Stephens Inc's Q4 2022 Portfolio in Review

As of Q4 2022, Stephens Inc held 1,264 positions worth $4.88B, up 4.2% from $4.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2022 filing shows 62 new, 342 increased, 608 reduced and 95 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M. The largest sale was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, an estimated $26.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2022 buy was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M.
  • Stephens Inc added most to State Street Energy Select Sector SPDR ETF in Q4 2022, an estimated $15.7M increase.
  • Stephens Inc's biggest Q4 2022 reduction was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, cutting an estimated $26.4M.
  • Stephens Inc fully exited Vanguard S&P Mid-Cap 400 ETF in Q4 2022, selling an estimated $12.9M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.88B portfolio in Q4 2022.
  • Stephens Inc opened 62 new positions and closed 95 in Q4 2022.
  • Stephens Inc's portfolio value rose 4.2% quarter-over-quarter to $4.88B.

Based on Stephens Inc's 13F filing for Q4 2022, filed 25 Jan 2023.