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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHK icon
1201
Mohawk Industries
MHK
$6.9B
– –
-2,670
Closed -$331K
MOO icon
1202
VanEck Agribusiness ETF
MOO
$989M
– –
-54,521
Closed -$4.71M
MTG icon
1203
MGIC Investment
MTG
$6.27B
– –
-10,526
Closed -$133K
MTZ icon
1204
MasTec
MTZ
$26.7B
– –
-2,954
Closed -$212K
NLY icon
1205
Annaly Capital Management
NLY
$16.9B
– –
-6,400
Closed -$151K
NXRT
1206
NexPoint Residential Trust
NXRT
$665M
– –
-7,295
Closed -$456K
OGE icon
1207
OGE Energy
OGE
$10.3B
– –
-8,242
Closed -$318K
OKTA icon
1208
Okta
OKTA
$24.1B
– –
-2,762
Closed -$250K
OLN icon
1209
Olin
OLN
$2.64B
– –
-10,825
Closed -$501K
PCG icon
1210
PG&E
PCG
$47.8B
– –
-30,030
Closed -$300K
PGRE
1211
DELISTED
Paramount Group
PGRE
– –
-10,090
Closed -$73K
PLAB icon
1212
Photronics
PLAB
$1.79B
– –
-26,006
Closed -$507K
PSTL
1213
Postal Realty Trust
PSTL
$723M
– –
-10,480
Closed -$156K
SDVY icon
1214
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
– –
-11,435
Closed -$273K
SH icon
1215
ProShares Short S&P500
SH
$887M
– –
-13,750
Closed -$908K
SPD icon
1216
Simplify US Equity PLUS Downside Convexity ETF
SPD
$104M
– –
-70,677
Closed -$1.87M
TCBX icon
1217
Third Coast Bancshares
TCBX
$709M
– –
-29,702
Closed -$650K
TD icon
1218
Toronto Dominion Bank
TD
$198B
– –
-3,577
Closed -$235K
U icon
1219
Unity
U
$12.5B
– –
-4,229
Closed -$156K
UGI icon
1220
UGI
UGI
$8B
– –
-6,103
Closed -$236K
UMC icon
1221
United Microelectronic
UMC
$48.9B
– –
-18,771
Closed -$127K
VPU
1222
Vanguard Utilities ETF
VPU
$8.83B
– –
-2,080
Closed -$317K
VRNS icon
1223
Varonis Systems
VRNS
$5.25B
– –
-1,589
Closed -$47K
VST icon
1224
Vistra
VST
$55.1B
– –
-9,671
Closed -$221K
WPM icon
1225
Wheaton Precious Metals
WPM
$50.6B
– –
-6,841
Closed -$246K
46 47 48
49
50

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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.