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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFT
1201
Eaton Vance Floating-Rate Income Trust
EFT
$284M
$141K ﹤0.01%
10,000
– –
HSIC icon
1202
Henry Schein
HSIC
$9.64B
$139K ﹤0.01%
2,007
+628
+46% +$42.5K
SHO icon
1203
Sunstone Hotel Investors
SHO
$2.2B
$139K ﹤0.01%
11,194
-64
-0.6% -$764
HQY icon
1204
HealthEquity
HQY
$8.28B
$135K ﹤0.01%
1,978
+25
+1% +$1.96K
BCPC
1205
Balchem Corp
BCPC
$5.29B
$130K ﹤0.01%
1,033
-1,284
-55% -$156K
PRO
1206
DELISTED
PROS Holdings
PRO
$128K ﹤0.01%
3,004
-82
-3% -$3.74K
GEL icon
1207
Genesis Energy
GEL
$1.81B
$127K ﹤0.01%
13,595
-1,745
-11% -$13.2K
GAB icon
1208
Gabelli Equity Trust
GAB
$1.75B
$125K ﹤0.01%
18,794
-1,023
-5% -$6.53K
WSR
1209
DELISTED
Whitestone REIT
WSR
$121K ﹤0.01%
+12,500
New +$112K
KRP icon
1210
Kimbell Royalty Partners
KRP
$1.45B
$118K ﹤0.01%
+11,649
New +$112K
PCG icon
1211
PG&E
PCG
$47.2B
$117K ﹤0.01%
10,030
– –
WMG icon
1212
Warner Music
WMG
$14.4B
$116K ﹤0.01%
3,391
+1,105
+48% +$39.5K
PSEC icon
1213
Prospect Capital
PSEC
$1.12B
$114K ﹤0.01%
14,860
+1,800
+14% +$12.4K
RVLV icon
1214
Revolve Group
RVLV
$1.84B
$113K ﹤0.01%
2,518
+2,233
+784% +$90.9K
CHUY
1215
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$113K ﹤0.01%
2,550
-69
-3% -$2.65K
ECHO
1216
DELISTED
Echo Global Logistics, Inc.
ECHO
$112K ﹤0.01%
3,551
+86
+2% +$2.5K
SPRU icon
1217
Spruce Power Holding Corp
SPRU
$39.1M
$111K ﹤0.01%
+1,539
New +$203K
ETW
1218
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$109K ﹤0.01%
10,554
-258
-2% -$2.55K
NUVA
1219
DELISTED
NuVasive, Inc.
NUVA
$106K ﹤0.01%
1,618
+55
+4% +$3.3K
HALO icon
1220
Halozyme
HALO
$9.66B
$105K ﹤0.01%
2,530
+2,000
+377% +$91.3K
PBPB
1221
DELISTED
Potbelly
PBPB
$105K ﹤0.01%
17,723
– –
ICMB icon
1222
Investcorp Credit Management BDC
ICMB
$11.1M
$100K ﹤0.01%
17,871
– –
LMNR icon
1223
Limoneira
LMNR
$242M
$98K ﹤0.01%
5,584
+1,552
+38% +$25.6K
PGEN icon
1224
Precigen
PGEN
$1.93B
$97K ﹤0.01%
14,148
+1,000
+8% +$8.45K
ENLC
1225
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$93K ﹤0.01%
21,565
-3,100
-13% -$13.4K
47 48
49
50 51

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Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.