We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+13.54%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.57B
AUM Growth
+$494M
Cap. Flow
-$104M
Cap. Flow %
-1.86%
Top 10 Hldgs %
18.96%
Holding
1,308
New
126
Increased
466
Reduced
535
Closed
89

Top Buys

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$31.5M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M
4
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$9.91M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$8.79M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$27.7M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$26.2M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$23.5M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$23.5M
5
IAU icon
iShares Gold Trust
IAU
+$18.9M

Sector Composition

Rank Sector Weight
1 Technology 9.87%
2 Financials 8.44%
3 Healthcare 7.25%
4 Consumer Staples 5.44%
5 Communication Services 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDT icon
1201
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
– –
-9,985
Closed -$502K
FGD icon
1202
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
– –
-11,102
Closed -$198K
GFF icon
1203
Griffon
GFF
$4.16B
– –
-24,123
Closed -$471K
GOVI icon
1204
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
– –
-10,129
Closed -$398K
GYRE icon
1205
Gyre Therapeutics
GYRE
$662M
– –
-1,653
Closed -$53K
HIO
1206
Western Asset High Income Opportunity Fund
HIO
$335M
– –
-10,672
Closed -$52K
HPE icon
1207
Hewlett Packard
HPE
$63.2B
– –
-10,652
Closed -$100K
HSTM icon
1208
HealthStream
HSTM
$793M
– –
-1,811
Closed -$36K
KIDS icon
1209
OrthoPediatrics
KIDS
$485M
– –
-4,418
Closed -$203K
KJAN icon
1210
Innovator US Small Cap Power Buffer ETF January
KJAN
$322M
– –
-113,053
Closed -$2.93M
KMX icon
1211
CarMax
KMX
$8.27B
– –
-3,947
Closed -$363K
KRP icon
1212
Kimbell Royalty Partners
KRP
$1.47B
– –
-13,567
Closed -$83K
MMT
1213
Aberdeen Multi-Market Income Fund
MMT
$237M
– –
-12,200
Closed -$69K
CALY
1214
Callaway Golf Company
CALY
$3.26B
– –
-20,063
Closed -$384K
NBIX icon
1215
Neurocrine Biosciences
NBIX
$17.7B
– –
-5,583
Closed -$537K
NXST icon
1216
Nexstar Media Group
NXST
$5.6B
– –
-6,005
Closed -$540K
PAYC icon
1217
Paycom
PAYC
$6.78B
– –
-690
Closed -$215K
PFFA icon
1218
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.41B
– –
-23,400
Closed -$450K
PJUN icon
1219
Innovator US Equity Power Buffer ETF June
PJUN
$949M
– –
-29,566
Closed -$858K
PNTG icon
1220
Pennant Group
PNTG
$1.43B
– –
-11,947
Closed -$461K
PSQ icon
1221
ProShares Short QQQ
PSQ
$694M
– –
-4,000
Closed -$331K
REFR icon
1222
Research Frontiers
REFR
$16.1M
– –
-20,000
Closed -$54K
RRC icon
1223
Range Resources
RRC
$9.11B
– –
-11,642
Closed -$77K
RRGB icon
1224
Red Robin
RRGB
$134M
– –
-217,739
Closed -$2.87M
RUN icon
1225
Sunrun
RUN
$2.37B
– –
-3,237
Closed -$249K
47 48
49
50 51

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q4 2020 Portfolio in Review

As of Q4 2020, Stephens Inc held 1,308 positions worth $5.57B, up 9.7% from $5.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2020 filing shows 126 new, 466 increased, 535 reduced and 89 closed positions. Its largest new stake was iShares Micro-Cap ETF: 298,362 shares worth $35.4M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $27.7M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2020 buy was iShares Micro-Cap ETF: 298,362 shares worth $35.4M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q4 2020, an estimated $18.1M increase.
  • Stephens Inc's biggest Q4 2020 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $27.7M.
  • Stephens Inc fully exited GCI Liberty, Inc. Class A Common Stock (DE) in Q4 2020, selling an estimated $5.55M.
  • Stephens Inc's ten largest holdings make up 19% of its $5.57B portfolio in Q4 2020.
  • Stephens Inc opened 126 new positions and closed 89 in Q4 2020.
  • Stephens Inc's portfolio value rose 9.7% quarter-over-quarter to $5.57B.

Based on Stephens Inc's 13F filing for Q4 2020, filed 10 Feb 2021.