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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSD icon
1201
Simpson Manufacturing
SSD
$7.79B
– –
-3,415
Closed -$227K
TEVA icon
1202
Teva Pharmaceuticals
TEVA
$36.3B
– –
-17,803
Closed -$164K
THR
1203
DELISTED
Thermon Group Holdings
THR
– –
-11,415
Closed -$293K
TTD icon
1204
Trade Desk
TTD
$7.89B
– –
-13,500
Closed -$308K
VCYT icon
1205
Veracyte
VCYT
$4.62B
– –
-18,660
Closed -$532K
VGSH icon
1206
Vanguard Short-Term Treasury ETF
VGSH
$29.2B
– –
-18,020
Closed -$1.1M
VONV icon
1207
Vanguard Russell 1000 Value ETF
VONV
$20.2B
– –
-45,314
Closed -$2.53M
VRNS icon
1208
Varonis Systems
VRNS
$5.14B
– –
-15,252
Closed -$315K
VTRS icon
1209
Viatris
VTRS
$20.1B
– –
-15,142
Closed -$288K
WDAY icon
1210
Workday
WDAY
$31.6B
– –
-1,681
Closed -$346K
ZS icon
1211
Zscaler
ZS
$22.6B
– –
-5,014
Closed -$384K
MUI
1212
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
– –
-12,800
Closed -$180K
SMAR
1213
DELISTED
Smartsheet Inc.
SMAR
– –
-14,357
Closed -$695K
SLCA
1214
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-12,555
Closed -$161K
EVBG
1215
DELISTED
Everbridge, Inc. Common Stock
EVBG
– –
-3,000
Closed -$268K
CPE
1216
DELISTED
Callon Petroleum Company
CPE
– –
-1,290
Closed -$85K
PDCE
1217
DELISTED
PDC Energy, Inc.
PDCE
– –
-219
Closed -$8K
FCRD
1218
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
– –
-23,850
Closed -$158K
CVET
1219
DELISTED
Covetrus, Inc. Common Stock
CVET
– –
-4,752
Closed -$116K
KSU
1220
DELISTED
Kansas City Southern
KSU
– –
-2,199
Closed -$268K
SWI
1221
DELISTED
SolarWinds Corporation Common Stock
SWI
– –
-22,752
Closed -$440K
WIFI
1222
DELISTED
Boingo Wireless, Inc.
WIFI
– –
-388
Closed -$7K
CMD
1223
DELISTED
Cantel Medical Corporation
CMD
– –
-3,357
Closed -$271K
PS
1224
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
– –
-7,399
Closed -$224K
CXO
1225
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-23,355
Closed -$2.41M
46 47 48
49
50

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Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.