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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+12.77%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.22B
AUM Growth
+$691M
Cap. Flow
+$264M
Cap. Flow %
6.26%
Top 10 Hldgs %
17.36%
Holding
1,230
New
124
Increased
542
Reduced
428
Closed
60

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$46M
2
IAU icon
iShares Gold Trust
IAU
+$24M
3
BND icon
Vanguard Total Bond Market
BND
+$13.4M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$13.1M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$7.34M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.3M
2
SBNY
Signature Bank
SBNY
+$5.37M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.95M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.51M
5
ARKK icon
ARK Innovation ETF
ARKK
+$3.41M

Sector Composition

Rank Sector Weight
1 Financials 8.04%
2 Technology 7.79%
3 Healthcare 7.35%
4 Industrials 6.21%
5 Consumer Staples 5.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPF icon
1201
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$306M
– –
-11,979
Closed -$435K
SAN icon
1202
Banco Santander
SAN
$200B
– –
-11,561
Closed -$50K
SMMD icon
1203
iShares Russell 2500 ETF
SMMD
$3.57B
– –
-21,534
Closed -$823K
SNA icon
1204
Snap-on
SNA
$21.1B
– –
-2,017
Closed -$293K
SONY icon
1205
Sony
SONY
$131B
– –
-64,545
Closed -$623K
SPGP icon
1206
Invesco S&P 500 GARP ETF
SPGP
$2.22B
– –
-11,447
Closed -$524K
STRL icon
1207
Sterling Infrastructure
STRL
$19.5B
– –
-10,000
Closed -$109K
SUPN icon
1208
Supernus Pharmaceuticals
SUPN
$2.73B
– –
-145
Closed -$5K
TME icon
1209
Tencent Music
TME
$15.3B
– –
-15,000
Closed -$198K
UBSI icon
1210
United Bankshares
UBSI
$6.57B
– –
-30,700
Closed -$955K
UOCT icon
1211
Innovator US Equity Ultra Buffer ETF October
UOCT
$178M
– –
-81,701
Closed -$1.88M
USAC icon
1212
USA Compression Partners
USAC
$3.72B
– –
-10,424
Closed -$135K
VRE
1213
DELISTED
Veris Residential
VRE
– –
-17,197
Closed -$337K
XMMO icon
1214
Invesco S&P MidCap Momentum ETF
XMMO
$7.35B
– –
-15,298
Closed -$688K
KMF
1215
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
– –
-19,296
Closed -$186K
SAFM
1216
DELISTED
Sanderson Farms Inc
SAFM
– –
-2,864
Closed -$284K
CSOD
1217
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-51
Closed -$3K
AYR
1218
DELISTED
Aircastle Ltd
AYR
– –
-19,218
Closed -$331K
BSJJ
1219
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
– –
-47,913
Closed -$1.13M
ESL
1220
DELISTED
Esterline Technologies
ESL
– –
-3,506
Closed -$426K
ENLK
1221
DELISTED
EnLink Midstream Partners, LP
ENLK
– –
-18,952
Closed -$209K
SCG
1222
DELISTED
Scana
SCG
– –
-35,408
Closed -$1.69M
BEAT
1223
DELISTED
BioTelemetry, Inc.
BEAT
– –
-113
Closed -$7K
PEI
1224
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
– –
-4,475
Closed -$399K
AMU
1225
DELISTED
ETRACS Alerian MLP Index ETN
AMU
– –
-12,595
Closed -$176K
46 47 48
49
50

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Stephens Inc's Q1 2019 Portfolio in Review

As of Q1 2019, Stephens Inc held 1,230 positions worth $4.22B, up 20% from $3.52B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Stephens Inc deployed $264M of net new capital in Q1 2019, opening 124 new positions and adding to 542 existing holdings. Its largest new stake was DIPLOMAT PHARMACY, INC.: 417,126 shares worth $2.42M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.3% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $13.3M trimmed.

  • Stephens Inc's largest Q1 2019 buy was DIPLOMAT PHARMACY, INC.: 417,126 shares worth $2.42M.
  • Stephens Inc added most to Vanguard Total Stock Market ETF in Q1 2019, an estimated $46M increase.
  • Stephens Inc's biggest Q1 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $13.3M.
  • Stephens Inc fully exited Innovator US Equity Ultra Buffer ETF October in Q1 2019, selling an estimated $1.88M.
  • Stephens Inc's ten largest holdings make up 17% of its $4.22B portfolio in Q1 2019.
  • Stephens Inc opened 124 new positions and closed 60 in Q1 2019.
  • Stephens Inc's portfolio value rose 20% quarter-over-quarter to $4.22B.

Based on Stephens Inc's 13F filing for Q1 2019, filed 3 May 2019.