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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.12%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.21B
AUM Growth
+$332M
Cap. Flow
+$109M
Cap. Flow %
2.09%
Top 10 Hldgs %
18.22%
Holding
1,261
New
91
Increased
518
Reduced
451
Closed
70

Top Buys

Rank Stock Value
1
FSIG icon
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
+$29M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.4M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$20.4M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.2M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$17.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18.4M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$17M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.4M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$15.6M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$15.4M

Sector Composition

Rank Sector Weight
1 Technology 11.78%
2 Financials 9.06%
3 Healthcare 7.9%
4 Consumer Discretionary 6.19%
5 Industrials 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTGC icon
1176
Hercules Capital
HTGC
$3.04B
– –
-26,150
Closed -$346K
HUBB icon
1177
Hubbell
HUBB
$25.6B
– –
-1,373
Closed -$322K
ICMB icon
1178
Investcorp Credit Management BDC
ICMB
$11M
– –
-12,180
Closed -$42.9K
INVH icon
1179
Invitation Homes
INVH
$17.9B
– –
-8,355
Closed -$248K
J icon
1180
Jacobs Solutions
J
$16.6B
– –
-2,637
Closed -$262K
JD icon
1181
JD.com
JD
$42.9B
– –
-4,302
Closed -$241K
LESL icon
1182
Leslie's
LESL
$9.83M
– –
-314
Closed -$76.6K
LNC icon
1183
Lincoln National
LNC
$8.19B
– –
-7,846
Closed -$241K
MNKD icon
1184
MannKind Corp
MNKD
$1.21B
– –
-15,527
Closed -$81.8K
MPT
1185
Medical Properties Trust
MPT
$2.89B
– –
-12,577
Closed -$140K
MTB icon
1186
M&T Bank
MTB
$36.6B
– –
-1,482
Closed -$215K
NEE.PRR
1187
DELISTED
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
– –
-13,750
Closed -$690K
OCSL icon
1188
Oaktree Specialty Lending
OCSL
$1.06B
– –
-3,869
Closed -$79.7K
OSW icon
1189
OneSpaWorld
OSW
$2.82B
– –
-50,317
Closed -$469K
PFIX icon
1190
Simplify Interest Rate Hedge ETF
PFIX
$165M
– –
-2,908
Closed -$208K
PPLT
1191
abrdn Physical Platinum Shares ETF
PPLT
$1.83B
– –
-73,750
Closed -$732K
PXE icon
1192
Invesco Energy Exploration & Production ETF
PXE
$84.6M
– –
-109,134
Closed -$3.23M
PXI icon
1193
Invesco Dorsey Wright Energy Momentum ETF
PXI
$57.8M
– –
-6,039
Closed -$261K
QTWO icon
1194
Q2 Holdings
QTWO
$3.71B
– –
-2,506
Closed -$67.3K
SBLK icon
1195
Star Bulk Carriers
SBLK
$3.12B
– –
-33,262
Closed -$640K
SLQD icon
1196
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
– –
-129,270
Closed -$6.19M
SLVO icon
1197
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$11.1M
– –
-7,780
Closed -$688K
SPHD icon
1198
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.42B
– –
-5,743
Closed -$252K
SPIP icon
1199
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
– –
-25,607
Closed -$660K
STWD icon
1200
Starwood Property Trust
STWD
$6.18B
– –
-15,404
Closed -$282K
45 46 47
48
49

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Stephens Inc's Q1 2023 Portfolio in Review

As of Q1 2023, Stephens Inc held 1,261 positions worth $5.21B, up 6.8% from $4.88B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q1 2023 filing shows 91 new, 518 increased, 451 reduced and 70 closed positions. Its largest new stake was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $18.4M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q1 2023 buy was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M.
  • Stephens Inc added most to First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2023, an estimated $24.4M increase.
  • Stephens Inc's biggest Q1 2023 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $18.4M.
  • Stephens Inc fully exited iShares 0-5 Year Investment Grade Corporate Bond ETF in Q1 2023, selling an estimated $6.19M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.21B portfolio in Q1 2023.
  • Stephens Inc opened 91 new positions and closed 70 in Q1 2023.
  • Stephens Inc's portfolio value rose 6.8% quarter-over-quarter to $5.21B.

Based on Stephens Inc's 13F filing for Q1 2023, filed 15 May 2023.