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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.88B
AUM Growth
+$198M
Cap. Flow
-$109M
Cap. Flow %
-2.22%
Top 10 Hldgs %
18.67%
Holding
1,264
New
62
Increased
342
Reduced
608
Closed
95

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$15.7M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$14.6M
3
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$13.5M
4
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$13.5M
5
VHT icon
Vanguard Health Care ETF
VHT
+$13.2M

Top Sells

Rank Stock Value
1
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$26.4M
2
VDE icon
Vanguard Energy ETF
VDE
+$14.4M
3
IVOO icon
Vanguard S&P Mid-Cap 400 ETF
IVOO
+$12.9M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$9.64M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Financials 9.65%
3 Healthcare 8.79%
4 Consumer Discretionary 5.69%
5 Industrials 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOH icon
1176
Molina Healthcare
MOH
$10.3B
– –
-4,265
Closed -$1.41M
NFE icon
1177
New Fortress Energy
NFE
$101M
– –
-5,000
Closed -$219K
NHC icon
1178
National Healthcare
NHC
$3.53B
– –
-4,018
Closed -$255K
NINE
1179
DELISTED
Nine Energy Service
NINE
– –
-10,000
Closed -$26K
NRG icon
1180
NRG Energy
NRG
$29.8B
– –
-9,473
Closed -$363K
OWLT icon
1181
Owlet
OWLT
$153M
– –
-1,167
Closed -$17K
PFFD icon
1182
Global X US Preferred ETF
PFFD
$2.13B
– –
-38,846
Closed -$797K
PJAN icon
1183
Innovator US Equity Power Buffer ETF January
PJAN
$1.46B
– –
-216,388
Closed -$6.37M
PLL
1184
DELISTED
Piedmont Lithium
PLL
– –
-13,441
Closed -$719K
PSFE icon
1185
Paysafe
PSFE
$407M
– –
-958
Closed -$16K
PSK icon
1186
State Street SPDR ICE Preferred Securities ETF
PSK
$693M
– –
-9,946
Closed -$347K
ROKU icon
1187
Roku
ROKU
$21.1B
– –
-4,285
Closed -$242K
SCHF icon
1188
Schwab International Equity ETF
SCHF
$65.6B
– –
-19,952
Closed -$281K
SE icon
1189
Sea Limited
SE
$61.2B
– –
-6,577
Closed -$369K
SIRI icon
1190
SiriusXM
SIRI
$10B
– –
-1,543
Closed -$88K
SMTC icon
1191
Semtech
SMTC
$11.7B
– –
-3,049
Closed -$90K
SNA icon
1192
Snap-on
SNA
$20.9B
– –
-1,040
Closed -$209K
SOL
1193
DELISTED
Emeren Group
SOL
– –
-10,001
Closed -$50K
SRI icon
1194
Stoneridge
SRI
$209M
– –
-45,988
Closed -$779K
TDF
1195
Templeton Dragon Fund
TDF
$268M
– –
-13,244
Closed -$123K
TEAM icon
1196
Atlassian
TEAM
$22B
– –
-1,435
Closed -$302K
THW
1197
abrdn World Healthcare Fund
THW
$530M
– –
-32,918
Closed -$423K
TMP icon
1198
Tompkins Financial
TMP
$1.45B
– –
-11,255
Closed -$817K
TRU icon
1199
TransUnion
TRU
$14.8B
– –
-5,825
Closed -$347K
TRUE
1200
DELISTED
TrueCar
TRUE
– –
-12,300
Closed -$19K
45 46 47
48
49

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Stephens Inc's Q4 2022 Portfolio in Review

As of Q4 2022, Stephens Inc held 1,264 positions worth $4.88B, up 4.2% from $4.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2022 filing shows 62 new, 342 increased, 608 reduced and 95 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M. The largest sale was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, an estimated $26.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2022 buy was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M.
  • Stephens Inc added most to State Street Energy Select Sector SPDR ETF in Q4 2022, an estimated $15.7M increase.
  • Stephens Inc's biggest Q4 2022 reduction was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, cutting an estimated $26.4M.
  • Stephens Inc fully exited Vanguard S&P Mid-Cap 400 ETF in Q4 2022, selling an estimated $12.9M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.88B portfolio in Q4 2022.
  • Stephens Inc opened 62 new positions and closed 95 in Q4 2022.
  • Stephens Inc's portfolio value rose 4.2% quarter-over-quarter to $4.88B.

Based on Stephens Inc's 13F filing for Q4 2022, filed 25 Jan 2023.