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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMGN
1176
DELISTED
Immunogen Inc
IMGN
$195K ﹤0.01%
24,100
-3,146
-12% -$25.7K
BCX icon
1177
BlackRock Resources & Commodities Strategy Trust
BCX
$894M
$194K ﹤0.01%
21,892
-10,509
-32% -$91K
NFJ
1178
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$187K ﹤0.01%
13,603
+396
+3% +$5.39K
SHLX
1179
DELISTED
Shell Midstream Partners, L.P.
SHLX
$186K ﹤0.01%
13,960
+2,672
+24% +$31.6K
BCS icon
1180
Barclays
BCS
$96.3B
$185K ﹤0.01%
18,073
-2,575
-12% -$22.6K
CHGG icon
1181
Chegg
CHGG
$110M
$184K ﹤0.01%
2,146
+127
+6% +$12.1K
EFR
1182
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
$184K ﹤0.01%
13,308
-1,675
-11% -$22.6K
SCM icon
1183
Stellus Capital Investment Corp
SCM
$204M
$181K ﹤0.01%
14,275
– –
SMTC icon
1184
Semtech
SMTC
$11.3B
$181K ﹤0.01%
2,627
+47
+2% +$3.45K
QLYS icon
1185
Qualys
QLYS
$4.75B
$171K ﹤0.01%
1,631
+39
+2% +$4.37K
GLOB icon
1186
Globant
GLOB
$1.41B
$170K ﹤0.01%
817
-1,090
-57% -$231K
JHB
1187
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$164K ﹤0.01%
17,500
– –
DBX icon
1188
Dropbox
DBX
$7.13B
$163K ﹤0.01%
6,125
-192
-3% -$4.62K
PAGP icon
1189
Plains GP Holdings
PAGP
$5.16B
$162K ﹤0.01%
17,191
+1,248
+8% +$11.6K
BCSF icon
1190
Bain Capital Specialty
BCSF
$815M
$161K ﹤0.01%
10,903
+300
+3% +$4.13K
NOA
1191
North American Construction
NOA
$376M
$161K ﹤0.01%
15,014
+4,221
+39% +$45.4K
RQI icon
1192
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$161K ﹤0.01%
11,555
+16
+0.1% +$207
SIRI icon
1193
SiriusXM
SIRI
$10.5B
$161K ﹤0.01%
2,647
+102
+4% +$6.22K
POOL icon
1194
Pool Corp
POOL
$6.73B
$159K ﹤0.01%
460
+69
+18% +$24K
GWRE icon
1195
Guidewire Software
GWRE
$12.4B
$158K ﹤0.01%
1,550
+153
+11% +$17.8K
MIME
1196
DELISTED
Mimecast Limited
MIME
$155K ﹤0.01%
3,867
+500
+15% +$22K
IPGP icon
1197
IPG Photonics
IPGP
$3.81B
$149K ﹤0.01%
706
+16
+2% +$3.64K
LESL icon
1198
Leslie's
LESL
$10.8M
$149K ﹤0.01%
+304
New +$155K
STEW
1199
SRH Total Return Fund
STEW
$1.76B
$146K ﹤0.01%
11,583
– –
DLTR icon
1200
Dollar Tree
DLTR
$24.1B
$144K ﹤0.01%
1,255
+46
+4% +$4.94K
46 47
48
49 50

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MAM
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Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.