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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+7.07%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.08B
AUM Growth
+$428M
Cap. Flow
+$152M
Cap. Flow %
2.99%
Top 10 Hldgs %
20.88%
Holding
1,246
New
100
Increased
483
Reduced
514
Closed
64

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$49.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$47M
3
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$17.3M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.85M
5
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$9.43M

Top Sells

Rank Stock Value
1
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$8.16M
2
TROW icon
T. Rowe Price
TROW
+$6.09M
3
DMRL
DeltaShares S&P 500 Managed Risk ETF
DMRL
+$5.84M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$5.78M
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$5.71M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 7.92%
3 Healthcare 7.01%
4 Consumer Staples 5.65%
5 Communication Services 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMU
1176
Western Asset Managed Municipals Fund
MMU
$551M
– –
-11,512
Closed -$138K
MRTN icon
1177
Marten Transport
MRTN
$1.26B
– –
-24,689
Closed -$414K
MSB
1178
Mesabi Trust
MSB
$297M
– –
-17,551
Closed -$307K
MSEX icon
1179
Middlesex Water
MSEX
$1.05B
– –
-3,721
Closed -$250K
OXSQ icon
1180
Oxford Square Capital
OXSQ
$148M
– –
-11,218
Closed -$31K
PFX icon
1181
PhenixFIN
PFX
$84.1M
– –
-1,355
Closed -$21K
PJAN icon
1182
Innovator US Equity Power Buffer ETF January
PJAN
$1.43B
– –
-19,925
Closed -$558K
PK icon
1183
Park Hotels & Resorts
PK
$3.03B
– –
-15,736
Closed -$156K
PSEC icon
1184
Prospect Capital
PSEC
$1.12B
– –
-10,440
Closed -$53K
PTH icon
1185
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$222M
– –
-75,570
Closed -$3.08M
PWR icon
1186
Quanta Services
PWR
$93.1B
– –
-9,881
Closed -$388K
QGEN icon
1187
Qiagen
QGEN
$8.47B
– –
-1,381
Closed -$63K
RCI icon
1188
Rogers Communications
RCI
$17.7B
– –
-6,006
Closed -$241K
SEVN
1189
Seven Hills Realty Trust
SEVN
$181M
$0 ﹤0.01%
26,500
– –
TFX icon
1190
Teleflex
TFX
$5.8B
– –
-596
Closed -$217K
TRGP icon
1191
Targa Resources
TRGP
$57.4B
– –
-10,182
Closed -$204K
TXRH icon
1192
Texas Roadhouse
TXRH
$13.2B
– –
-11,666
Closed -$613K
VIAV icon
1193
Viavi Solutions
VIAV
$9.41B
– –
-10,800
Closed -$138K
VNO icon
1194
Vornado Realty Trust
VNO
$7.43B
– –
-15,674
Closed -$599K
XLB icon
1195
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
– –
-7,226
Closed -$204K
TEN
1196
Tsakos Energy Navigation Ltd
TEN
$1.18B
– –
-7,794
Closed -$78K
BECN
1197
DELISTED
Beacon Roofing Supply, Inc.
BECN
– –
-50,463
Closed -$1.33M
LSXMA
1198
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
– –
-7,993
Closed -$203K
AFT
1199
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-12,680
Closed -$158K
MODN
1200
DELISTED
MODEL N, INC.
MODN
– –
-17,138
Closed -$596K
45 46 47
48
49

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Stephens Inc's Q3 2020 Portfolio in Review

As of Q3 2020, Stephens Inc held 1,246 positions worth $5.08B, up 9.2% from $4.65B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q3 2020 filing shows 100 new, 483 increased, 514 reduced and 64 closed positions. Its largest new stake was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M. The largest sale was Pacer Trendpilot US Large Cap ETF, an estimated $8.16M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2020 buy was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2020, an estimated $49.1M increase.
  • Stephens Inc's biggest Q3 2020 reduction was Pacer Trendpilot US Large Cap ETF, cutting an estimated $8.16M.
  • Stephens Inc fully exited DeltaShares S&P 500 Managed Risk ETF in Q3 2020, selling an estimated $5.84M.
  • Stephens Inc's ten largest holdings make up 21% of its $5.08B portfolio in Q3 2020.
  • Stephens Inc opened 100 new positions and closed 64 in Q3 2020.
  • Stephens Inc's portfolio value rose 9.2% quarter-over-quarter to $5.08B.

Based on Stephens Inc's 13F filing for Q3 2020, filed 13 Nov 2020.