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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-18.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$3.76B
AUM Growth
-$1.02B
Cap. Flow
-$1.8M
Cap. Flow %
-0.05%
Top 10 Hldgs %
20.89%
Holding
1,259
New
115
Increased
513
Reduced
437
Closed
154

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.1M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$54.7M
3
AMLP icon
Alerian MLP ETF
AMLP
+$29.9M
4
CVX icon
Chevron
CVX
+$14.4M
5
XOM icon
ExxonMobil
XOM
+$14M

Top Sells

Rank Stock Value
1
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$35.6M
2
DPLO
DIPLOMAT PHARMACY, INC.
DPLO
+$30.5M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$27.6M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$19.8M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$19.2M

Sector Composition

Rank Sector Weight
1 Financials 8.91%
2 Technology 8.76%
3 Healthcare 7.73%
4 Consumer Staples 6.27%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WWD icon
1176
Woodward
WWD
$23.6B
– –
-2,261
Closed -$268K
XHB icon
1177
State Street SPDR S&P Homebuilders ETF
XHB
$1.62B
– –
-6,059
Closed -$276K
XSOE icon
1178
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$1.94B
– –
-28,751
Closed -$898K
ZION icon
1179
Zions Bancorporation
ZION
$10.2B
– –
-50,666
Closed -$2.63M
ZM icon
1180
Zoom
ZM
$26.8B
– –
-9,790
Closed -$666K
ZYME icon
1181
Zymeworks
ZYME
$1.63B
– –
-6,097
Closed -$277K
UPGD icon
1182
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$121M
– –
-16,983
Closed -$817K
SGI
1183
Somnigroup International
SGI
$14.2B
– –
-14,724
Closed -$320K
ATSG
1184
DELISTED
Air Transport Services Group
ATSG
– –
-28,325
Closed -$665K
CUTR
1185
DELISTED
Cutera, Inc.
CUTR
– –
-10,647
Closed -$381K
LSXMA
1186
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
– –
-7,341
Closed -$256K
TAST
1187
DELISTED
Carrols Restaurant Group, Inc.
TAST
– –
-60,215
Closed -$425K
FEN
1188
DELISTED
First Trust Energy Income and Growth Fund
FEN
– –
-93,163
Closed -$2.11M
AYX
1189
DELISTED
Alteryx Inc
AYX
– –
-2,270
Closed -$227K
CURO
1190
DELISTED
CURO Group Holdings Corp.
CURO
– –
-19,654
Closed -$239K
PACW
1191
DELISTED
PacWest Bancorp
PACW
– –
-9,062
Closed -$347K
BKI
1192
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-5,090
Closed -$328K
FOCS
1193
DELISTED
Focus Financial Partners Inc. Class A
FOCS
– –
-145,000
Closed -$4.27M
MNTV
1194
DELISTED
Momentive Global Inc. Common Stock
MNTV
– –
-18,762
Closed -$335K
SAFM
1195
DELISTED
Sanderson Farms Inc
SAFM
– –
-1,458
Closed -$257K
ANH
1196
DELISTED
Anworth Mortgage Asset Corporation
ANH
– –
-29,996
Closed -$106K
EV
1197
DELISTED
Eaton Vance Corp.
EV
– –
-6,857
Closed -$320K
LOGM
1198
DELISTED
LogMein, Inc.
LOGM
– –
-2,510
Closed -$215K
QES
1199
DELISTED
Quintana Energy Services Inc.
QES
– –
-10,200
Closed -$29K
TGE
1200
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
– –
-11,895
Closed -$263K
45 46 47
48
49

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MAM
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Stephens Inc's Q1 2020 Portfolio in Review

As of Q1 2020, Stephens Inc held 1,259 positions worth $3.76B, down 21% from $4.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q1 2020 filing shows 115 new, 513 increased, 437 reduced and 154 closed positions. Its largest new stake was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M. The largest sale was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, an estimated $35.6M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.6% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q1 2020 buy was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M.
  • Stephens Inc added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $59.1M increase.
  • Stephens Inc's biggest Q1 2020 reduction was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, cutting an estimated $35.6M.
  • Stephens Inc fully exited DIPLOMAT PHARMACY, INC. in Q1 2020, selling an estimated $30.5M.
  • Stephens Inc's ten largest holdings make up 21% of its $3.76B portfolio in Q1 2020.
  • Stephens Inc opened 115 new positions and closed 154 in Q1 2020.
  • Stephens Inc's portfolio value fell 21% quarter-over-quarter to $3.76B.

Based on Stephens Inc's 13F filing for Q1 2020, filed 14 May 2020.