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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHF icon
1176
iShares US Healthcare Providers ETF
IHF
$1.18B
– –
-13,055
Closed -$447K
IQV icon
1177
IQVIA
IQV
$34.6B
– –
-1,348
Closed -$217K
KLAC icon
1178
KLA
KLAC
$286B
– –
-89,630
Closed -$1.06M
L icon
1179
Loews
L
$23.8B
– –
-3,679
Closed -$201K
LNTH icon
1180
Lantheus
LNTH
$6.75B
– –
-11,891
Closed -$337K
MDB icon
1181
MongoDB
MDB
$24.1B
– –
-1,950
Closed -$297K
MDU icon
1182
MDU Resources
MDU
$4.42B
– –
-26,951
Closed -$264K
MGPI icon
1183
MGP Ingredients
MGPI
$377M
– –
-1,394
Closed -$92K
MTD icon
1184
Mettler-Toledo International
MTD
$26.9B
– –
-267
Closed -$224K
MTSI icon
1185
MACOM Technology Solutions
MTSI
$21.6B
– –
-11,279
Closed -$171K
NOW icon
1186
ServiceNow
NOW
$95.1B
– –
-7,660
Closed -$421K
NSSC icon
1187
Napco Security Technologies
NSSC
$1.27B
– –
-17,202
Closed -$255K
NTCT icon
1188
NETSCOUT
NTCT
$2.82B
– –
-7,968
Closed -$202K
NWL icon
1189
Newell Brands
NWL
$2.14B
– –
-13,006
Closed -$201K
OPCH icon
1190
Option Care Health
OPCH
$3.31B
– –
-57,500
Closed -$598K
PDFS icon
1191
PDF Solutions
PDFS
$2.19B
– –
-17,331
Closed -$227K
PNNT
1192
Pennant Park Investment Corp
PNNT
$212M
– –
-13,798
Closed -$87K
PTH icon
1193
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$168M
– –
-7,746
Closed -$228K
RCL icon
1194
Royal Caribbean
RCL
$76B
– –
-7,768
Closed -$942K
RDIV icon
1195
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.34B
– –
-6,375
Closed -$240K
RGR icon
1196
Sturm, Ruger & Co
RGR
$607M
– –
-203
Closed -$11K
RPD icon
1197
Rapid7
RPD
$639M
– –
-4,526
Closed -$262K
RRC icon
1198
Range Resources
RRC
$9.08B
– –
-24,881
Closed -$174K
RWK icon
1199
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.28B
– –
-3,310
Closed -$202K
SRPT icon
1200
Sarepta Therapeutics
SRPT
$1.68B
– –
-1,500
Closed -$228K
46 47
48
49 50

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Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.