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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+10.24%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.8B
AUM Growth
+$581M
Cap. Flow
+$84.6M
Cap. Flow %
1.46%
Top 10 Hldgs %
19.17%
Holding
1,316
New
102
Increased
545
Reduced
491
Closed
68

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$20.1M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$14.7M
3
BSCP
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
+$12.6M
4
MELI icon
Mercado Libre
MELI
+$10.8M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$32.5M
2
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$21.7M
3
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$10.9M
4
GLBE icon
Global E Online
GLBE
+$10.7M
5
MTW icon
Manitowoc
MTW
+$7.58M

Sector Composition

Rank Sector Weight
1 Technology 12.17%
2 Financials 9.44%
3 Healthcare 6.39%
4 Consumer Discretionary 6.35%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDLX icon
1151
Cardlytics
CDLX
$21M
$92.1K ﹤0.01%
1,000
– –
GAB icon
1152
Gabelli Equity Trust
GAB
$1.74B
$91.5K ﹤0.01%
18,008
-100
-0.6% -$501
AMBA icon
1153
Ambarella
AMBA
$2.99B
$91.4K ﹤0.01%
1,492
+23
+2% +$1.25K
CGNX icon
1154
Cognex
CGNX
$10.3B
$88.3K ﹤0.01%
2,116
+460
+28% +$17.7K
AZTA icon
1155
Azenta
AZTA
$1.26B
$87.1K ﹤0.01%
1,338
-662
-33% -$35.9K
DNP icon
1156
DNP Select Income Fund
DNP
$4.18B
$85.5K ﹤0.01%
+10,085
New +$91.1K
AKYA
1157
DELISTED
Akoya BioSciences
AKYA
$84.8K ﹤0.01%
17,383
-93,244
-84% -$387K
PTC icon
1158
PTC
PTC
$13.7B
$79.3K ﹤0.01%
453
-72
-14% -$11K
LGND icon
1159
Ligand Pharmaceuticals
LGND
$6.02B
$78.1K ﹤0.01%
1,094
-54
-5% -$3.19K
VVR icon
1160
Invesco Senior Income Trust
VVR
$456M
$76.1K ﹤0.01%
18,553
– –
KNSL icon
1161
Kinsale Capital Group
KNSL
$7.95B
$74.7K ﹤0.01%
+223
New +$82.7K
ICL icon
1162
ICL Group
ICL
$6.81B
$73.6K ﹤0.01%
14,700
– –
AZEK
1163
DELISTED
The AZEK Co
AZEK
$71.8K ﹤0.01%
1,877
-627
-25% -$19.5K
AMPY icon
1164
Amplify Energy
AMPY
$163M
$71.2K ﹤0.01%
12,000
– –
PIPR icon
1165
Piper Sandler
PIPR
$5.14B
$70.5K ﹤0.01%
1,612
– –
VRT icon
1166
Vertiv
VRT
$112B
$63.4K ﹤0.01%
1,319
-238
-15% -$10.1K
LUMN icon
1167
Lumen
LUMN
$6.53B
$62.5K ﹤0.01%
34,131
-15,471
-31% -$21.9K
GLO
1168
Clough Global Opportunities Fund
GLO
$249M
$58.9K ﹤0.01%
12,530
+273
+2% +$1.23K
MEDP icon
1169
Medpace
MEDP
$16.8B
$57K ﹤0.01%
186
+102
+121% +$27.5K
DBX icon
1170
Dropbox
DBX
$6.81B
$56.5K ﹤0.01%
1,917
-500
-21% -$13.9K
OSG
1171
DELISTED
Overseas Shipholding Group Inc.
OSG
$55.7K ﹤0.01%
10,565
– –
MBLY icon
1172
Mobileye
MBLY
$2.03B
$53.7K ﹤0.01%
1,239
+19
+2% +$748
CGEN icon
1173
Compugen
CGEN
$216M
$46.3K ﹤0.01%
23,400
– –
RVLV icon
1174
Revolve Group
RVLV
$1.79B
$44.2K ﹤0.01%
2,667
+31
+1% +$458
SDGR icon
1175
Schrodinger
SDGR
$1.12B
$43.8K ﹤0.01%
1,224
– –
45 46
47
48 49

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MT
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CMTU
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FMI
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MAM
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VIM
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FIA
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AIM
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Stephens Inc's Q4 2023 Portfolio in Review

As of Q4 2023, Stephens Inc held 1,316 positions worth $5.8B, up 11% from $5.22B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2023 filing shows 102 new, 545 increased, 491 reduced and 68 closed positions. Its largest new stake was Simplify Short Term Treasury Futures Strategy ETF: 367,308 shares worth $8.5M. The largest sale was iShares MSCI EAFE ETF, an estimated $32.5M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2023 buy was Simplify Short Term Treasury Futures Strategy ETF: 367,308 shares worth $8.5M.
  • Stephens Inc added most to Vanguard Total Stock Market ETF in Q4 2023, an estimated $20.1M increase.
  • Stephens Inc's biggest Q4 2023 reduction was iShares MSCI EAFE ETF, cutting an estimated $32.5M.
  • Stephens Inc fully exited Invesco BulletShares 2023 Corporate Bond ETF in Q4 2023, selling an estimated $10.9M.
  • Stephens Inc's ten largest holdings make up 19% of its $5.8B portfolio in Q4 2023.
  • Stephens Inc opened 102 new positions and closed 68 in Q4 2023.
  • Stephens Inc's portfolio value rose 11% quarter-over-quarter to $5.8B.

Based on Stephens Inc's 13F filing for Q4 2023, filed 13 Feb 2024.