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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.12%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.21B
AUM Growth
+$332M
Cap. Flow
+$109M
Cap. Flow %
2.09%
Top 10 Hldgs %
18.22%
Holding
1,261
New
91
Increased
518
Reduced
451
Closed
70

Top Buys

Rank Stock Value
1
FSIG icon
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
+$29M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.4M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$20.4M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.2M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$17.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18.4M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$17M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.4M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$15.6M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$15.4M

Sector Composition

Rank Sector Weight
1 Technology 11.78%
2 Financials 9.06%
3 Healthcare 7.9%
4 Consumer Discretionary 6.19%
5 Industrials 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APA icon
1151
APA Corp
APA
$12.3B
– –
-4,453
Closed -$208K
ARLP icon
1152
Alliance Resource Partners
ARLP
$3.33B
– –
-11,257
Closed -$229K
ARW icon
1153
Arrow Electronics
ARW
$10.8B
– –
-2,028
Closed -$212K
ATO icon
1154
Atmos Energy
ATO
$29.9B
– –
-1,992
Closed -$223K
BANR icon
1155
Banner Corp
BANR
$2.4B
– –
-8,190
Closed -$518K
BBY icon
1156
Best Buy
BBY
$18.9B
– –
-19,621
Closed -$1.57M
BEN icon
1157
Franklin Resources
BEN
$17.3B
– –
-9,003
Closed -$237K
BNS icon
1158
Scotiabank
BNS
$108B
– –
-15,000
Closed -$14.7K
CADE
1159
DELISTED
Cadence Bank
CADE
– –
-8,865
Closed -$219K
CET
1160
Central Securities Corp
CET
$1.56B
– –
-6,770
Closed -$226K
CMS icon
1161
CMS Energy
CMS
$23B
– –
-5,314
Closed -$337K
CNP icon
1162
CenterPoint Energy
CNP
$29B
– –
-7,244
Closed -$217K
COPX icon
1163
Global X Copper Miners ETF NEW
COPX
$7.07B
– –
-5,760
Closed -$204K
CUBE icon
1164
CubeSmart
CUBE
$9.62B
– –
-6,308
Closed -$254K
DNOW icon
1165
DNOW Inc
DNOW
$2.53B
– –
-37,500
Closed -$476K
DTH icon
1166
WisdomTree International High Dividend Fund
DTH
$642M
– –
-8,700
Closed -$312K
DV icon
1167
DoubleVerify
DV
$1.73B
– –
-21,844
Closed -$480K
ETY icon
1168
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.26B
– –
-10,859
Closed -$118K
FCG icon
1169
First Trust Natural Gas ETF
FCG
$609M
– –
-143,412
Closed -$3.52M
FFIV icon
1170
F5
FFIV
$22.9B
– –
-2,532
Closed -$363K
FG icon
1171
F&G Annuities & Life
FG
$4.03B
– –
-26,354
Closed -$527K
FSBC icon
1172
Five Star Bancorp
FSBC
$1.02B
– –
-12,450
Closed -$339K
FXN icon
1173
First Trust Energy AlphaDEX Fund
FXN
$371M
– –
-206,077
Closed -$3.52M
GATX icon
1174
GATX Corp
GATX
$6.6B
– –
-2,046
Closed -$218K
HRB icon
1175
H&R Block
HRB
$5.7B
– –
-6,000
Closed -$219K
45 46
47
48 49

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MAM
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AIM
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Stephens Inc's Q1 2023 Portfolio in Review

As of Q1 2023, Stephens Inc held 1,261 positions worth $5.21B, up 6.8% from $4.88B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q1 2023 filing shows 91 new, 518 increased, 451 reduced and 70 closed positions. Its largest new stake was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $18.4M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q1 2023 buy was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M.
  • Stephens Inc added most to First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2023, an estimated $24.4M increase.
  • Stephens Inc's biggest Q1 2023 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $18.4M.
  • Stephens Inc fully exited iShares 0-5 Year Investment Grade Corporate Bond ETF in Q1 2023, selling an estimated $6.19M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.21B portfolio in Q1 2023.
  • Stephens Inc opened 91 new positions and closed 70 in Q1 2023.
  • Stephens Inc's portfolio value rose 6.8% quarter-over-quarter to $5.21B.

Based on Stephens Inc's 13F filing for Q1 2023, filed 15 May 2023.