We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.88B
AUM Growth
+$198M
Cap. Flow
-$109M
Cap. Flow %
-2.22%
Top 10 Hldgs %
18.67%
Holding
1,264
New
62
Increased
342
Reduced
608
Closed
95

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$15.7M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$14.6M
3
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$13.5M
4
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$13.5M
5
VHT icon
Vanguard Health Care ETF
VHT
+$13.2M

Top Sells

Rank Stock Value
1
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$26.4M
2
VDE icon
Vanguard Energy ETF
VDE
+$14.4M
3
IVOO icon
Vanguard S&P Mid-Cap 400 ETF
IVOO
+$12.9M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$9.64M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Financials 9.65%
3 Healthcare 8.79%
4 Consumer Discretionary 5.69%
5 Industrials 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENVX icon
1151
Enovix
ENVX
$862M
– –
-30,349
Closed -$487K
ES icon
1152
Eversource Energy
ES
$28.2B
– –
-7,320
Closed -$571K
ESS icon
1153
Essex Property Trust
ESS
$18.9B
– –
-2,235
Closed -$541K
ETW
1154
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
– –
-10,474
Closed -$79K
FJAN icon
1155
FT Vest US Equity Buffer ETF January
FJAN
$1.41B
– –
-34,974
Closed -$1.07M
FMAR icon
1156
FT Vest US Equity Buffer ETF March
FMAR
$1.12B
– –
-43,446
Closed -$1.28M
FRT icon
1157
Federal Realty Investment Trust
FRT
$10.9B
– –
-13,655
Closed -$1.23M
GEM icon
1158
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.63B
– –
-10,695
Closed -$276K
GH icon
1159
Guardant Health
GH
$19.5B
– –
-6,647
Closed -$358K
GTLS
1160
DELISTED
Chart Industries
GTLS
– –
-700
Closed -$129K
GYRE icon
1161
Gyre Therapeutics
GYRE
$662M
– –
-2,870
Closed -$11K
HACK icon
1162
Amplify Cybersecurity ETF
HACK
$2.63B
– –
-6,510
Closed -$282K
IGE icon
1163
iShares North American Natural Resources ETF
IGE
$747M
– –
-10,219
Closed -$355K
INFL icon
1164
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.5B
– –
-48,850
Closed -$1.36M
IVOO icon
1165
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.73B
– –
-174,070
Closed -$12.9M
JMST icon
1166
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.11B
– –
-5,469
Closed -$275K
LEG icon
1167
Leggett & Platt
LEG
$1.52B
– –
-21,438
Closed -$712K
LIT icon
1168
Global X Lithium & Battery Tech ETF
LIT
$1.49B
– –
-63,317
Closed -$4.18M
LITE icon
1169
Lumentum
LITE
$59.4B
– –
-2,953
Closed -$202K
LNG icon
1170
Cheniere Energy
LNG
$56.5B
– –
-1,291
Closed -$214K
LNTH icon
1171
Lantheus
LNTH
$6.82B
– –
-9,747
Closed -$686K
LYG icon
1172
Lloyds Banking Group
LYG
$87.4B
– –
-20,035
Closed -$36K
MAR icon
1173
Marriott International
MAR
$98.7B
– –
-1,697
Closed -$238K
MCY icon
1174
Mercury Insurance
MCY
$5.94B
– –
-14,981
Closed -$426K
CALY
1175
Callaway Golf Company
CALY
$3.26B
– –
-18,498
Closed -$356K
45 46
47
48 49

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q4 2022 Portfolio in Review

As of Q4 2022, Stephens Inc held 1,264 positions worth $4.88B, up 4.2% from $4.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2022 filing shows 62 new, 342 increased, 608 reduced and 95 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M. The largest sale was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, an estimated $26.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2022 buy was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M.
  • Stephens Inc added most to State Street Energy Select Sector SPDR ETF in Q4 2022, an estimated $15.7M increase.
  • Stephens Inc's biggest Q4 2022 reduction was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, cutting an estimated $26.4M.
  • Stephens Inc fully exited Vanguard S&P Mid-Cap 400 ETF in Q4 2022, selling an estimated $12.9M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.88B portfolio in Q4 2022.
  • Stephens Inc opened 62 new positions and closed 95 in Q4 2022.
  • Stephens Inc's portfolio value rose 4.2% quarter-over-quarter to $4.88B.

Based on Stephens Inc's 13F filing for Q4 2022, filed 25 Jan 2023.