We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLY icon
1151
Annaly Capital Management
NLY
$16.9B
$209K ﹤0.01%
6,084
+331
+6% +$11.2K
PTON icon
1152
Peloton Interactive
PTON
$2.71B
$209K ﹤0.01%
1,861
-1,900
-51% -$252K
RACE icon
1153
Ferrari
RACE
$66.8B
$209K ﹤0.01%
1,000
– –
NRG icon
1154
NRG Energy
NRG
$28.8B
$208K ﹤0.01%
+5,508
New +$219K
ELF icon
1155
e.l.f. Beauty
ELF
$4.95B
$207K ﹤0.01%
7,729
-1,416
-15% -$35.3K
PLUG icon
1156
Plug Power
PLUG
$2.87B
$207K ﹤0.01%
+5,775
New +$298K
ZM icon
1157
Zoom
ZM
$26.7B
$207K ﹤0.01%
+645
New +$237K
NULG icon
1158
Nuveen ESG Large-Cap Growth ETF
NULG
$2.66B
$206K ﹤0.01%
+3,556
New +$206K
FANG icon
1159
Diamondback Energy
FANG
$55.1B
$204K ﹤0.01%
+2,780
New +$190K
TRN icon
1160
Trinity Industries
TRN
$2.95B
$204K ﹤0.01%
+7,167
New +$211K
WSFS icon
1161
WSFS Financial
WSFS
$4.14B
$204K ﹤0.01%
+4,101
New +$197K
BERY
1162
DELISTED
Berry Global Group, Inc.
BERY
$204K ﹤0.01%
+3,613
New +$188K
NATI
1163
DELISTED
National Instruments Corp
NATI
$203K ﹤0.01%
4,698
-1,455
-24% -$63.9K
SOCL icon
1164
Global X Social Media ETF
SOCL
$90.8M
$202K ﹤0.01%
+3,030
New +$210K
XYL icon
1165
Xylem
XYL
$28.6B
$202K ﹤0.01%
+1,919
New +$195K
HPQ icon
1166
HP
HPQ
$24.3B
$201K ﹤0.01%
+6,345
New +$175K
SIG icon
1167
Signet Jewelers
SIG
$3.72B
$201K ﹤0.01%
3,460
-10,459
-75% -$491K
CW icon
1168
Curtiss-Wright
CW
$27.5B
$200K ﹤0.01%
1,688
-34
-2% -$3.93K
FHN icon
1169
First Horizon
FHN
$12.1B
$200K ﹤0.01%
11,825
-93
-0.8% -$1.47K
GT icon
1170
Goodyear
GT
$2.04B
$199K ﹤0.01%
+11,335
New +$164K
CGEN icon
1171
Compugen
CGEN
$225M
$198K ﹤0.01%
+23,000
New +$255K
GTN icon
1172
Gray Television
GTN
$409M
$198K ﹤0.01%
10,751
-533
-5% -$9.86K
HOLX
1173
DELISTED
Hologic
HOLX
$197K ﹤0.01%
2,644
+599
+29% +$45.5K
TIGR
1174
UP Fintech Holding
TIGR
$877M
$196K ﹤0.01%
+11,000
New +$224K
UBS icon
1175
UBS Group
UBS
$172B
$195K ﹤0.01%
12,586
+2,108
+20% +$32.4K
45 46
47
48 49

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.