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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+7.07%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.08B
AUM Growth
+$428M
Cap. Flow
+$152M
Cap. Flow %
2.99%
Top 10 Hldgs %
20.88%
Holding
1,246
New
100
Increased
483
Reduced
514
Closed
64

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$49.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$47M
3
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$17.3M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.85M
5
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$9.43M

Top Sells

Rank Stock Value
1
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$8.16M
2
TROW icon
T. Rowe Price
TROW
+$6.09M
3
DMRL
DeltaShares S&P 500 Managed Risk ETF
DMRL
+$5.84M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$5.78M
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$5.71M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 7.92%
3 Healthcare 7.01%
4 Consumer Staples 5.65%
5 Communication Services 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMP icon
1151
Ameriprise Financial
AMP
$47.6B
– –
-1,595
Closed -$239K
ATEX icon
1152
Anterix
ATEX
$1.83B
– –
-8,000
Closed -$363K
AVB icon
1153
AvalonBay Communities
AVB
$26.8B
– –
-7,722
Closed -$1.19M
AZEK
1154
DELISTED
The AZEK Co
AZEK
– –
-2,200
Closed -$70K
BKD icon
1155
Brookdale Senior Living
BKD
$3.69B
– –
-11,768
Closed -$35K
CCEP icon
1156
Coca-Cola Europacific Partners
CCEP
$48.1B
– –
-24,097
Closed -$910K
CLH icon
1157
Clean Harbors
CLH
$15.9B
– –
-3,479
Closed -$209K
CRSP icon
1158
CRISPR Therapeutics
CRSP
$4.6B
– –
-8,752
Closed -$643K
ELF icon
1159
e.l.f. Beauty
ELF
$4.95B
– –
-11,023
Closed -$210K
EMO
1160
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.03B
– –
-9,175
Closed -$108K
EQX icon
1161
Equinox Gold
EQX
$7.51B
– –
-10,000
Closed -$112K
FSLY icon
1162
Fastly Inc
FSLY
$3.14B
– –
-2,638
Closed -$225K
FTK icon
1163
Flotek Industries
FTK
$881M
– –
-58,954
Closed -$424K
GAN
1164
DELISTED
GAN Ltd
GAN
– –
-38,950
Closed -$991K
GNTX icon
1165
Gentex
GNTX
$4.88B
– –
-20,150
Closed -$519K
HCSG icon
1166
Healthcare Services Group
HCSG
$1.58B
– –
-9,969
Closed -$244K
IEO icon
1167
iShares US Oil & Gas Exploration & Production ETF
IEO
$558M
– –
-11,414
Closed -$385K
IUSG icon
1168
iShares Core S&P US Growth ETF
IUSG
$31.1B
– –
-3,225
Closed -$232K
KLAC icon
1169
KLA
KLAC
$266B
– –
-11,000
Closed -$214K
LAKE icon
1170
Lakeland Industries
LAKE
$106M
– –
-12,524
Closed -$281K
LGI
1171
Lazard Global Total Return & Income Fund
LGI
$235M
– –
-11,735
Closed -$165K
LRFC
1172
DELISTED
Logan Ridge Finance Corp
LRFC
– –
-5,842
Closed -$92K
MFC icon
1173
Manulife Financial
MFC
$73.2B
– –
-10,921
Closed -$149K
MLPA icon
1174
Global X MLP ETF
MLPA
$2.25B
– –
-7,936
Closed -$216K
MLPX icon
1175
Global X MLP & Energy Infrastructure ETF
MLPX
$3.6B
– –
-8,146
Closed -$203K
45 46
47
48 49

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Stephens Inc's Q3 2020 Portfolio in Review

As of Q3 2020, Stephens Inc held 1,246 positions worth $5.08B, up 9.2% from $4.65B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q3 2020 filing shows 100 new, 483 increased, 514 reduced and 64 closed positions. Its largest new stake was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M. The largest sale was Pacer Trendpilot US Large Cap ETF, an estimated $8.16M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2020 buy was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2020, an estimated $49.1M increase.
  • Stephens Inc's biggest Q3 2020 reduction was Pacer Trendpilot US Large Cap ETF, cutting an estimated $8.16M.
  • Stephens Inc fully exited DeltaShares S&P 500 Managed Risk ETF in Q3 2020, selling an estimated $5.84M.
  • Stephens Inc's ten largest holdings make up 21% of its $5.08B portfolio in Q3 2020.
  • Stephens Inc opened 100 new positions and closed 64 in Q3 2020.
  • Stephens Inc's portfolio value rose 9.2% quarter-over-quarter to $5.08B.

Based on Stephens Inc's 13F filing for Q3 2020, filed 13 Nov 2020.