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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBNK icon
1151
Capital Bancorp
CBNK
$580M
– –
-17,450
Closed -$215K
CP icon
1152
Canadian Pacific Kansas City
CP
$82B
– –
-7,190
Closed -$338K
CRBP icon
1153
Corbus Pharmaceuticals
CRBP
$173M
– –
-1,250
Closed -$260K
CRS icon
1154
Carpenter Technology
CRS
$29.9B
– –
-5,621
Closed -$270K
DBE icon
1155
Invesco DB Energy Fund
DBE
$95.1M
– –
-12,460
Closed -$177K
DGX icon
1156
Quest Diagnostics
DGX
$25.1B
– –
-2,499
Closed -$254K
DLTR icon
1157
Dollar Tree
DLTR
$22.6B
– –
-2,096
Closed -$225K
DOMO icon
1158
Domo
DOMO
$178M
– –
-9,200
Closed -$251K
DWAS icon
1159
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$444M
– –
-4,104
Closed -$221K
EFAV icon
1160
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.16B
– –
-4,054
Closed -$294K
EGHT icon
1161
8x8 Inc
EGHT
$228M
– –
-10,000
Closed -$241K
EHTH icon
1162
eHealth
EHTH
$42.9M
– –
-3,340
Closed -$288K
ENPH icon
1163
Enphase Energy
ENPH
$5.13B
– –
-13,816
Closed -$252K
EVRI
1164
DELISTED
Everi Holdings
EVRI
– –
-21,108
Closed -$252K
FE icon
1165
FirstEnergy
FE
$28.6B
– –
-100,547
Closed -$4.3M
FIBK icon
1166
First Interstate BancSystem
FIBK
$3.7B
– –
-5,471
Closed -$217K
FTXL icon
1167
First Trust Nasdaq Semiconductor ETF
FTXL
$2.33B
– –
-84,056
Closed -$2.73M
FXN icon
1168
First Trust Energy AlphaDEX Fund
FXN
$397M
– –
-12,153
Closed -$140K
GDOT icon
1169
Green Dot
GDOT
$743M
– –
-1,774
Closed -$87K
GKOS icon
1170
Glaukos
GKOS
$8.94B
– –
-6,892
Closed -$520K
GSSC icon
1171
GS ActiveBeta US Small Cap Equity ETF
GSSC
$1.03B
– –
-5,345
Closed -$237K
HTGC icon
1172
Hercules Capital
HTGC
$2.93B
– –
-23,516
Closed -$301K
IDGT icon
1173
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$485M
– –
-47,408
Closed -$2.57M
IEO icon
1174
iShares US Oil & Gas Exploration & Production ETF
IEO
$575M
– –
-3,712
Closed -$208K
IEZ icon
1175
iShares US Oil Equipment & Services ETF
IEZ
$359M
– –
-12,070
Closed -$262K
45 46
47
48 49

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Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.