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Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+12.77%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$4.22B
AUM Growth
+$691M
Cap. Flow
+$264M
Cap. Flow %
6.26%
Top 10 Hldgs %
17.36%
Holding
1,230
New
124
Increased
542
Reduced
428
Closed
60

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$46M
2
IAU icon
iShares Gold Trust
IAU
+$24M
3
BND icon
Vanguard Total Bond Market
BND
+$13.4M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$13.1M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$7.34M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.3M
2
SBNY
Signature Bank
SBNY
+$5.37M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.95M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.51M
5
ARKK icon
ARK Innovation ETF
ARKK
+$3.41M

Sector Composition

Rank Sector Weight
1 Miscellaneous 42.86%
2 Financials 8.08%
3 Technology 7.82%
4 Healthcare 7.49%
5 Industrials 6.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REFR icon
1151
Research Frontiers
REFR
$13.6M
$43K ﹤0.01%
20,000
– –
MGM icon
1152
MGM Resorts International
MGM
$10B
$42K ﹤0.01%
1,641
– –
LYG icon
1153
Lloyds Banking Group
LYG
$86.9B
$37K ﹤0.01%
+11,456
New +$35K
NGD
1154
DELISTED
New Gold Inc
NGD
$35K ﹤0.01%
41,220
– –
DHY
1155
UBS Asset Management High Yield Credit Fund
DHY
$232M
$33K ﹤0.01%
13,500
– –
PBPB
1156
DELISTED
Potbelly
PBPB
$26K ﹤0.01%
3,000
-400
-12% -$3.38K
QLYS icon
1157
Qualys
QLYS
$5.2B
$25K ﹤0.01%
298
-21
-7% -$1.75K
AXAS
1158
DELISTED
Abraxas Petroleum Corp
AXAS
$25K ﹤0.01%
1,000
– –
RBC icon
1159
RBC Bearings
RBC
$15.7B
$20K ﹤0.01%
156
– –
PDCE
1160
DELISTED
PDC Energy, Inc.
PDCE
$18K ﹤0.01%
449
-89
-17% -$3.25K
RGR icon
1161
Sturm, Ruger & Co
RGR
$603M
$11K ﹤0.01%
+203
New +$11.1K
PRAH
1162
DELISTED
PRA Health Sciences, Inc.
PRAH
$10K ﹤0.01%
93
+15
+19% +$1.57K
WIFI
1163
DELISTED
Boingo Wireless, Inc.
WIFI
$10K ﹤0.01%
439
+334
+318% +$7.6K
AVAV icon
1164
AeroVironment
AVAV
$7.46B
$7K ﹤0.01%
100
– –
GOOS
1165
Canada Goose Holdings
GOOS
$774M
$7K ﹤0.01%
150
-237
-61% -$12.1K
ANGI icon
1166
Angi Inc
ANGI
$191M
$5K ﹤0.01%
+30
New +$4.86K
HOLX
1167
DELISTED
Hologic
HOLX
$3K ﹤0.01%
70
– –
EXEL icon
1168
Exelixis
EXEL
$13.9B
$2K ﹤0.01%
100
-223
-69% -$5.08K
AAN.A
1169
DELISTED
The Aaron's Company Inc Class A
AAN.A
$2K ﹤0.01%
40
-95
-70% -$4.75K
CHRW icon
1170
C.H. Robinson
CHRW
$17.9B
$1K ﹤0.01%
9
-74
-89% -$6.5K
AEG icon
1171
Aegon
AEG
$13.4B
– –
-138,900
Closed -$553K
APA icon
1172
APA Corp
APA
$15.7B
– –
-9,210
Closed -$242K
APPN icon
1173
Appian
APPN
$2.49B
– –
-8,590
Closed -$229K
ATEX icon
1174
Anterix
ATEX
$1.61B
– –
-6,920
Closed -$259K
BSVN icon
1175
Bank7 Corp
BSVN
$523M
– –
-36,250
Closed -$484K
45 46
47
48 49

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Stephens Inc's Q1 2019 Portfolio in Review

As of Q1 2019, Stephens Inc held 1,230 positions worth $4.22B, up 20% from $3.52B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Stephens Inc deployed $264M of net new capital in Q1 2019, opening 124 new positions and adding to 542 existing holdings. Its largest new stake was DIPLOMAT PHARMACY, INC.: 417,126 shares worth $2.42M.

By sector, the portfolio is most concentrated in Miscellaneous at 43% of assets, down from 43% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $13.3M trimmed.

  • Stephens Inc's largest Q1 2019 buy was DIPLOMAT PHARMACY, INC.: 417,126 shares worth $2.42M.
  • Stephens Inc added most to Vanguard Morningstar Total Stock Market ETF in Q1 2019, an estimated $46M increase.
  • Stephens Inc's biggest Q1 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $13.3M.
  • Stephens Inc fully exited Innovator US Equity Ultra Buffer ETF October in Q1 2019, selling an estimated $1.88M.
  • Stephens Inc's ten largest holdings make up 17% of its $4.22B portfolio in Q1 2019.
  • Stephens Inc opened 124 new positions and closed 60 in Q1 2019.
  • Stephens Inc's portfolio value rose 20% quarter-over-quarter to $4.22B.

Based on Stephens Inc's 13F filing for Q1 2019, filed 3 May 2019.