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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+10.24%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.8B
AUM Growth
+$581M
Cap. Flow
+$84.6M
Cap. Flow %
1.46%
Top 10 Hldgs %
19.17%
Holding
1,316
New
102
Increased
545
Reduced
491
Closed
68

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$20.1M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$14.7M
3
BSCP
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
+$12.6M
4
MELI icon
Mercado Libre
MELI
+$10.8M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$32.5M
2
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$21.7M
3
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$10.9M
4
GLBE icon
Global E Online
GLBE
+$10.7M
5
MTW icon
Manitowoc
MTW
+$7.58M

Sector Composition

Rank Sector Weight
1 Technology 12.17%
2 Financials 9.44%
3 Healthcare 6.39%
4 Consumer Discretionary 6.35%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRNT icon
1126
Kornit Digital
KRNT
$706M
$144K ﹤0.01%
7,513
-66,627
-90% -$1.16M
BOX icon
1127
Box
BOX
$4.02B
$143K ﹤0.01%
5,595
-596
-10% -$15.1K
BRBR icon
1128
BellRing Brands
BRBR
$1.51B
$141K ﹤0.01%
2,535
– –
BCPC
1129
Balchem Corp
BCPC
$5.23B
$138K ﹤0.01%
926
-121
-12% -$15.5K
PR
1130
Permian Resources
PR
$17.9B
$136K ﹤0.01%
10,000
– –
DRS icon
1131
Leonardo DRS
DRS
$12.8B
$135K ﹤0.01%
6,722
-333
-5% -$6.28K
PSEC icon
1132
Prospect Capital
PSEC
$1.06B
$134K ﹤0.01%
22,417
+1,000
+5% +$5.76K
NMFC icon
1133
New Mountain Finance
NMFC
$646M
$134K ﹤0.01%
10,500
– –
SABA
1134
Saba Capital Income & Opportunities Fund II
SABA
$220M
$133K ﹤0.01%
17,518
-33,365
-66% -$261K
LSCC icon
1135
Lattice Semiconductor
LSCC
$17.6B
$133K ﹤0.01%
1,921
+962
+100% +$63.9K
TEVA icon
1136
Teva Pharmaceuticals
TEVA
$35.9B
$132K ﹤0.01%
12,680
+25
+0.2% +$233
GEL icon
1137
Genesis Energy
GEL
$1.84B
$130K ﹤0.01%
11,228
+19
+0.2% +$217
ONTO icon
1138
Onto Innovation
ONTO
$13.6B
$128K ﹤0.01%
840
+77
+10% +$10.4K
KYN icon
1139
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$127K ﹤0.01%
+14,466
New +$121K
MODN
1140
DELISTED
MODEL N, INC.
MODN
$126K ﹤0.01%
4,679
-7,501
-62% -$181K
PSLV icon
1141
Sprott Physical Silver Trust
PSLV
$11.9B
$124K ﹤0.01%
15,375
– –
DH icon
1142
Definitive Healthcare
DH
$72.1M
$122K ﹤0.01%
12,280
+1,650
+16% +$12.9K
BBDC icon
1143
Barings BDC
BBDC
$862M
$121K ﹤0.01%
14,114
+1,217
+9% +$10.8K
SLAB icon
1144
Silicon Laboratories
SLAB
$7.15B
$121K ﹤0.01%
913
+324
+55% +$35.4K
MRCC
1145
DELISTED
Monroe Capital Corp
MRCC
$115K ﹤0.01%
16,263
+716
+5% +$5.08K
CHW
1146
Calamos Global Dynamic Income Fund
CHW
$544M
$103K ﹤0.01%
+17,900
New +$99.1K
AQN icon
1147
Algonquin Power & Utilities
AQN
$4.69B
$101K ﹤0.01%
+16,000
New +$93.5K
LNKB
1148
DELISTED
LINKBANCORP
LNKB
$99.6K ﹤0.01%
12,500
– –
FIVE icon
1149
Five Below
FIVE
$11.2B
$98.5K ﹤0.01%
462
-296
-39% -$54.3K
ONT
1150
Onterris Inc
ONT
$710M
$97.2K ﹤0.01%
3,025
+573
+23% +$16.4K
44 45
46
47 48

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MT
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Stephens Inc's Q4 2023 Portfolio in Review

As of Q4 2023, Stephens Inc held 1,316 positions worth $5.8B, up 11% from $5.22B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2023 filing shows 102 new, 545 increased, 491 reduced and 68 closed positions. Its largest new stake was Simplify Short Term Treasury Futures Strategy ETF: 367,308 shares worth $8.5M. The largest sale was iShares MSCI EAFE ETF, an estimated $32.5M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2023 buy was Simplify Short Term Treasury Futures Strategy ETF: 367,308 shares worth $8.5M.
  • Stephens Inc added most to Vanguard Total Stock Market ETF in Q4 2023, an estimated $20.1M increase.
  • Stephens Inc's biggest Q4 2023 reduction was iShares MSCI EAFE ETF, cutting an estimated $32.5M.
  • Stephens Inc fully exited Invesco BulletShares 2023 Corporate Bond ETF in Q4 2023, selling an estimated $10.9M.
  • Stephens Inc's ten largest holdings make up 19% of its $5.8B portfolio in Q4 2023.
  • Stephens Inc opened 102 new positions and closed 68 in Q4 2023.
  • Stephens Inc's portfolio value rose 11% quarter-over-quarter to $5.8B.

Based on Stephens Inc's 13F filing for Q4 2023, filed 13 Feb 2024.