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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LAW icon
1126
CS Disco
LAW
$226M
$68.4K ﹤0.01%
+10,300
New +$89.8K
SLAB icon
1127
Silicon Laboratories
SLAB
$7.15B
$68.3K ﹤0.01%
589
+320
+119% +$44.2K
DBX icon
1128
Dropbox
DBX
$6.81B
$65.8K ﹤0.01%
2,417
-1,328
-35% -$36.2K
PIPR icon
1129
Piper Sandler
PIPR
$5.14B
$58.6K ﹤0.01%
1,612
– –
VRT icon
1130
Vertiv
VRT
$112B
$57.9K ﹤0.01%
1,557
-1,036
-40% -$34.2K
GLO
1131
Clough Global Opportunities Fund
GLO
$249M
$54.3K ﹤0.01%
12,257
+370
+3% +$1.79K
FOXF icon
1132
Fox Factory Holding Corp
FOXF
$776M
$53.5K ﹤0.01%
540
-1,824
-77% -$195K
MBLY icon
1133
Mobileye
MBLY
$2.03B
$50.7K ﹤0.01%
1,220
+577
+90% +$22.2K
NOK icon
1134
Nokia
NOK
$50.8B
$46.8K ﹤0.01%
12,519
-100
-0.8% -$394
OSG
1135
DELISTED
Overseas Shipholding Group Inc.
OSG
$46.4K ﹤0.01%
10,565
– –
TNDM icon
1136
Tandem Diabetes Care
TNDM
$1.17B
$43.1K ﹤0.01%
2,074
-57
-3% -$1.56K
INFN
1137
DELISTED
Infinera Corporation Common Stock
INFN
$42.1K ﹤0.01%
10,075
– –
GRAB icon
1138
Grab
GRAB
$13.5B
$40.2K ﹤0.01%
11,350
– –
GOEV
1139
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$39.2K ﹤0.01%
174
+5
+3% +$1.26K
WWR icon
1140
Westwater Resources
WWR
$51M
$36.7K ﹤0.01%
55,032
– –
VFF icon
1141
Village Farms International
VFF
$235M
$35.9K ﹤0.01%
45,000
-10,000
-18% -$7.68K
RVLV icon
1142
Revolve Group
RVLV
$1.79B
$35.9K ﹤0.01%
2,636
-2,617
-50% -$41.7K
SDGR icon
1143
Schrodinger
SDGR
$1.12B
$34.6K ﹤0.01%
1,224
-291
-19% -$11.7K
RBC icon
1144
RBC Bearings
RBC
$18.8B
$33.5K ﹤0.01%
143
-3
-2% -$681
WESTW
1145
DELISTED
Westrock Coffee Company Warrants
WESTW
$32.8K ﹤0.01%
17,625
– –
FND icon
1146
Floor & Decor
FND
$5.81B
$31.1K ﹤0.01%
344
-311
-47% -$31.7K
VWE
1147
DELISTED
Vintage Wine Estates, Inc. Common Stock
VWE
$29.7K ﹤0.01%
52,268
-7,215
-12% -$6.07K
NM
1148
DELISTED
Navios Maritime Holdings Inc.
NM
$28K ﹤0.01%
13,998
– –
TW icon
1149
Tradeweb Markets
TW
$21.3B
$25.2K ﹤0.01%
314
-21
-6% -$1.67K
HUBG icon
1150
HUB Group
HUBG
$3.01B
$25.1K ﹤0.01%
640
-5,046
-89% -$207K
44 45
46
47 48

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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.