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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIRD icon
1126
Smartbird Inc
BIRD
$21.7M
$50K ﹤0.01%
828
+253
+44% +$22.4K
SOL
1127
DELISTED
Emeren Group
SOL
$50K ﹤0.01%
+10,001
New +$57K
MNKD icon
1128
MannKind Corp
MNKD
$1.28B
$48K ﹤0.01%
+15,527
New +$58.5K
ICMB icon
1129
Investcorp Credit Management BDC
ICMB
$11.3M
$44K ﹤0.01%
12,180
– –
TCRT icon
1130
Alaunos Therapeutics
TCRT
$4.74M
$43K ﹤0.01%
168
– –
RNG icon
1131
RingCentral
RNG
$4.05B
$41K ﹤0.01%
1,038
-1,400
-57% -$67.1K
ONT
1132
Onterris Inc
ONT
$710M
$40K ﹤0.01%
1,183
+119
+11% +$4.72K
LSCC icon
1133
Lattice Semiconductor
LSCC
$17.6B
$37K ﹤0.01%
+750
New +$41.5K
HUBG icon
1134
HUB Group
HUBG
$3.01B
$36K ﹤0.01%
1,040
-500
-32% -$19.1K
LYG icon
1135
Lloyds Banking Group
LYG
$87.4B
$36K ﹤0.01%
20,035
– –
AZEK
1136
DELISTED
The AZEK Co
AZEK
$34K ﹤0.01%
2,050
+120
+6% +$2.28K
FND icon
1137
Floor & Decor
FND
$5.81B
$32K ﹤0.01%
449
+28
+7% +$2.25K
GRAB icon
1138
Grab
GRAB
$13.5B
$30K ﹤0.01%
11,350
– –
PTC icon
1139
PTC
PTC
$13.7B
$30K ﹤0.01%
283
-1
-0.4% -$114
NINE
1140
DELISTED
Nine Energy Service
NINE
$26K ﹤0.01%
10,000
– –
AVO icon
1141
Mission Produce
AVO
$1.1B
$25K ﹤0.01%
1,700
– –
RBC icon
1142
RBC Bearings
RBC
$18.8B
$25K ﹤0.01%
118
– –
WESTW
1143
DELISTED
Westrock Coffee Company Warrants
WESTW
$25K ﹤0.01%
+17,625
New +$26.3K
KTOS icon
1144
Kratos Defense & Security Solutions
KTOS
$8.88B
$22K ﹤0.01%
2,135
-28,504
-93% -$382K
UP icon
1145
Wheels Up
UP
$220M
$21K ﹤0.01%
90
+40
+80% +$16K
TRUE
1146
DELISTED
TrueCar
TRUE
$19K ﹤0.01%
12,300
– –
OWLT icon
1147
Owlet
OWLT
$153M
$17K ﹤0.01%
1,167
-349
-23% -$8.61K
GTM
1148
ZoomInfo Technologies
GTM
$861M
$17K ﹤0.01%
402
+202
+101% +$8.58K
PSFE icon
1149
Paysafe
PSFE
$407M
$16K ﹤0.01%
958
– –
CGEN icon
1150
Compugen
CGEN
$216M
$15K ﹤0.01%
23,000
– –
44 45
46
47 48

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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.