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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+7.07%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.08B
AUM Growth
+$428M
Cap. Flow
+$152M
Cap. Flow %
2.99%
Top 10 Hldgs %
20.88%
Holding
1,246
New
100
Increased
483
Reduced
514
Closed
64

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$49.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$47M
3
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$17.3M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.85M
5
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$9.43M

Top Sells

Rank Stock Value
1
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$8.16M
2
TROW icon
T. Rowe Price
TROW
+$6.09M
3
DMRL
DeltaShares S&P 500 Managed Risk ETF
DMRL
+$5.84M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$5.78M
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$5.71M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 7.92%
3 Healthcare 7.01%
4 Consumer Staples 5.65%
5 Communication Services 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIO
1126
Western Asset High Income Opportunity Fund
HIO
$334M
$52K ﹤0.01%
10,672
+20
+0.2% +$98
PGEN icon
1127
Precigen
PGEN
$1.93B
$50K ﹤0.01%
14,148
-131
-0.9% -$622
SLAB icon
1128
Silicon Laboratories
SLAB
$7.17B
$48K ﹤0.01%
488
-121
-20% -$12.2K
GARS
1129
DELISTED
Garrison Capital Inc.
GARS
$46K ﹤0.01%
11,995
-2,000
-14% -$6.95K
BDSI
1130
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$37K ﹤0.01%
10,000
– –
HSTM icon
1131
HealthStream
HSTM
$814M
$36K ﹤0.01%
1,811
-447
-20% -$9.49K
GGN
1132
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
$34K ﹤0.01%
+10,000
New +$35.8K
MRCY icon
1133
Mercury Systems
MRCY
$6.23B
$31K ﹤0.01%
404
-101
-20% -$7.66K
SWN
1134
DELISTED
Southwestern Energy Company
SWN
$30K ﹤0.01%
12,732
-100
-0.8% -$266
SM icon
1135
SM Energy
SM
$7.26B
$22K ﹤0.01%
13,956
– –
TW icon
1136
Tradeweb Markets
TW
$21.7B
$22K ﹤0.01%
372
+301
+424% +$16.6K
PE
1137
DELISTED
PARSLEY ENERGY INC
PE
$18K ﹤0.01%
1,905
+192
+11% +$2.05K
MNK
1138
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$18K ﹤0.01%
19,001
-4,006
-17% -$7.09K
EXEL icon
1139
Exelixis
EXEL
$14B
$17K ﹤0.01%
699
+113
+19% +$2.64K
PZZA icon
1140
Papa John's
PZZA
$997M
$16K ﹤0.01%
200
-8,295
-98% -$762K
PRAH
1141
DELISTED
PRA Health Sciences, Inc.
PRAH
$12K ﹤0.01%
118
+94
+392% +$9.58K
PTC icon
1142
PTC
PTC
$14.5B
$11K ﹤0.01%
135
+106
+366% +$9.03K
WIX icon
1143
WIX.com
WIX
$2.36B
$8K ﹤0.01%
32
-97
-75% -$26.7K
MGPI icon
1144
MGP Ingredients
MGPI
$384M
$6K ﹤0.01%
145
-22
-13% -$821
COUP
1145
DELISTED
Coupa Software Incorporated
COUP
$6K ﹤0.01%
21
-926
-98% -$270K
ECPG icon
1146
Encore Capital Group
ECPG
$2.03B
$4K ﹤0.01%
96
-13
-12% -$519
AXAS
1147
DELISTED
Abraxas Petroleum Corp
AXAS
$3K ﹤0.01%
1,000
– –
RPD icon
1148
Rapid7
RPD
$643M
$2K ﹤0.01%
25
-3
-11% -$178
U icon
1149
Unity
U
$13.3B
$2K ﹤0.01%
+23
New +$1.94K
LASR icon
1150
nLIGHT
LASR
$3.82B
$1K ﹤0.01%
45
+2
+5% +$46
44 45
46
47 48

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Stephens Inc's Q3 2020 Portfolio in Review

As of Q3 2020, Stephens Inc held 1,246 positions worth $5.08B, up 9.2% from $4.65B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q3 2020 filing shows 100 new, 483 increased, 514 reduced and 64 closed positions. Its largest new stake was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M. The largest sale was Pacer Trendpilot US Large Cap ETF, an estimated $8.16M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2020 buy was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2020, an estimated $49.1M increase.
  • Stephens Inc's biggest Q3 2020 reduction was Pacer Trendpilot US Large Cap ETF, cutting an estimated $8.16M.
  • Stephens Inc fully exited DeltaShares S&P 500 Managed Risk ETF in Q3 2020, selling an estimated $5.84M.
  • Stephens Inc's ten largest holdings make up 21% of its $5.08B portfolio in Q3 2020.
  • Stephens Inc opened 100 new positions and closed 64 in Q3 2020.
  • Stephens Inc's portfolio value rose 9.2% quarter-over-quarter to $5.08B.

Based on Stephens Inc's 13F filing for Q3 2020, filed 13 Nov 2020.